1 Introduction

On Liberty Avenue in Richmond Hill, Queens, the storefronts shift languages mid-block. Roti shops share walls with sari boutiques. Hindu temples occupy converted rowhouses three doors down from mosques. The signs are in English, but the names above them, the faces inside them, and the music escaping through their doors belong to a world that traces its origins not to South Asia directly but to the Caribbean coast of South America. This is Little Guyana, the most concentrated Indo-Guyanese community in the United States, and arguably in the world outside Guyana itself. The community formed over two decades, between the early 1970s and the close of the 1980s, through a migration stream driven by political crisis in Guyana and pulled by the labor demand of a restructuring New York economy. It consolidated in southern Queens, specifically in Richmond Hill and South Ozone Park, in a pattern that scholars have described, community members have documented, and journalists have chronicled, but that no one has subjected to systematic spatial analysis using individual-level census microdata. The geography of that settlement remains unmeasured at the neighborhood scale. This research provides the first systematic spatial analysis of its concentration, how it changed over time, the economic mechanisms that produced and sustained it, and how it compares to the theoretical models that urban scholars use to understand immigrant spatial formations.

1.1 Statement of Positionality

This study is a quantitative analysis of a community I come from. Both of my parents’ families immigrated to New York City from Guyana in the 1980s; they are, in the language of this study, Settler cohort members. They arrived separately, fleeing the same political crossfire: the PNC-PPP ethnic divide that structured Guyanese political life under Burnham and made staying increasingly untenable for Indo-Guyanese families caught between mandatory service, economic deterioration, and a government that had foreclosed ordinary futures. They did not know each other well in Guyana. They came to know each other in Queens. Both families settled in multifamily homes in southern Queens, as tenants in the same 2 to 4 family building stock that the Vertical Enclave Model proposes. My parents met at Queens College. I am, in other words, a downstream consequence of the processes this thesis documents. The housing stock that the VEM describes as an affordability mechanism was the housing stock my family lived in. The chain migration networks that channeled successive Settler arrivals into the core zone are the networks through which both families arrived. The community infrastructure that made Queens legible as a destination for Indo-Guyanese immigrants from the 1980s onward is the infrastructure I grew up in. I am not an outside observer studying a community that interests me. 

I came to this project with cultural knowledge that no archive provides, an intuitive understanding of what box hand is and how it works, a felt sense of the weight of the PNC–PPP divide and what it meant for ordinary families, and a recognition of Richmond Hill not as a case study but as a place. This knowledge sharpened my intuitions throughout and helped me ask questions of the data that an outside researcher might not have considered. Insider status produces blind spots as readily as it produces insight. I have had to work consciously against the risk of confirming what I already believed, treating the community narratives I absorbed growing up as established facts rather than as hypotheses requiring empirical testing. The decision to ground this study in census microdata rather than in ethnography was an epistemological discipline: the data do not know what I think they should show. They have pushed back on my assumptions, particularly regarding the expected rates of self-employment, forcing a more honest measurement of the community’s lived experience rather than a simple narration of it.

I am also aware of the limits of what census data can hold. The people I am counting and classifying were navigating a world that the 1990 PUMS does not record: the weight of leaving, the texture of collective saving, the specific social trust through which a box hand pool works, the particular mix of grief and pragmatism involved in building a life in a new place after the old one had been made impossible. My family lived in that world. This thesis can only gesture toward it through the numbers that survived. I’ve been candid about that gap, let the quantitative findings carry their weight, and acknowledged where they run out. Finally, I am conscious that this project interprets a community in terms of an ethnoburb, my proposed Vertical Enclave Model, and spatial hardening, that the community itself did not use and would not necessarily recognize. I have tried to use these frameworks as analytical tools rather than as judgments, and to hold open the possibility that the most important things about what my families and their neighbors built in Richmond Hill are not the things that census microdata is equipped to show. The community built something durable. This research has tried to measure one dimension of how.

1.2 Research Problem

The Indo-Guyanese settlement in Queens sits at the intersection of three bodies of scholarship. The first is the community studies and Caribbean diaspora literature, which offers rich ethnographic and sociological accounts of identity, culture, and belonging in Richmond Hill but does not systematically analyze the spatial formation or evaluate it against competing theoretical frameworks (Bacchus, 2020; Marinic, 2014; Roopnarine, 2018; Wainwright, 2012). The second is the urban ethnic-geography literature, which has developed sophisticated frameworks for understanding immigrant residential formations, including the ethnic enclave, spatial assimilation, super-diversity, and ethnoburb models, but has not applied any of them to the Indo-Guyanese Queens case at the neighborhood scale (Li, 1998a, 1999, 2009; Massey & Denton, 1993; Vertovec, 2007; Wilson & Portes, 1980). The third is the census-microdata literature on West Indian immigrants in New York, which examines Caribbean-born residents at the borough level or through broad identity categories rather than as distinct national-origin groups with their own spatial formation dynamics (Crowder & Tedrow, 2001; Model, 2008; Waters, 1999).

1.3 Research Questions

Three questions organize the empirical analysis. The first question is spatial. How did the Indo-Guyanese community come to occupy a spatially concentrated residential formation in Queens, New York City, between 1970 and 1990, and how did that spatial distribution change over time? This question asks where the community settled, how concentrated that settlement was relative to the broader Queens population, and whether the concentration grew, stabilized, or declined between the first wave of arrivals in the 1970s and the second wave in the 1980s. The second question is economic. What role did homeownership, and specifically multi-family homeownership, play in anchoring the residential formation in the core zone? This question asks whether the distinctive 2 to 4 family housing stock of southern Queens, and the capacity of owner-occupiers to receive rental income from co-resident tenants, provided the economic mechanism through which pioneer settlers achieved residential permanence and created the property-based infrastructure into which subsequent arrivals were absorbed. The third question concerns labor market integration. To what extent did Indo-Guyanese residents in Queens participate in the broader metropolitan labor market rather than in ethnic economic circuits internal to the community? This question distinguishes between the economic self-sufficiency predicted by enclave theory and the metropolitan integration predicted by the ethnoburb framework, and asks which pattern the census microdata supports. ​​

1.4 Significance

This study provides the first systematic evidence that the Indo-Guyanese settlement in Queens constitutes an ethnoburb in Li’s (2009) sense, spatially concentrated, multiethnic in composition, and integrated into the broader metropolitan economy, and identifies the economic mechanism through which that formation was achieved and sustained. The community is large, visible, and historically important as one of the earliest and most enduring Caribbean immigrant settlements in New York City. However, it has remained outside the quantitative spatial analysis literature. This study provides the first systematic measurement of the community’s residential concentration, temporal dynamics, and housing economics. The second significance is theoretical. The existing literature on urban ethnic spatial formation has primarily developed from the experiences of East Asian, Latino, and European immigrant communities in American metropolitan areas. The application of these frameworks to an Anglophone Caribbean working-class community in a dense inner-ring urban borough requires critical evaluation rather than mechanical application. Where the existing frameworks do not transfer directly, this study proposes an extension. The Vertical Enclave Model, developed in Chapter 6, proposes that multi-family residential homeownership can serve as the spatial anchoring mechanism for ethnoburb formation in urban contexts where transnational commercial real estate investment is absent. This extends Li’s ethnoburb framework to a class of immigrant communities and urban contexts, filling gaps, not yet addressed in existing literature. The third significance is contextual. The Indo-Guyanese migration to Queens occurred against the backdrop of one of the Caribbean’s most significant political crises. The cooperative socialist experiment under Forbes Burnham produced economic deterioration, ethnic marginalization, and a sustained outflow of educated professionals and working-class families, reshaping the demographic geography of southern Queens over two decades. Understanding this migration and the spatial formation it produced contributes to the historical record of Caribbean diasporic community formation in American cities and to the broader scholarship on how political crises in small developing states produce lasting urban geographies in metropolitan receiving cities.

1.5 Theoretical Framework

Four frameworks from urban ethnic geography organize this analysis. Spatial assimilation theory predicts that residential concentration declines as groups achieve socioeconomic mobility (Alba & Nee, 1997). The ethnic enclave model attributes concentration to economic self-sufficiency and high self-employment (Portes & Manning, 1986). The super-diversity model suggests that high ethnic fragmentation in neighborhoods like Queens prevents any single group from achieving dominance (Vertovec, 2007). Li’s (2009) ethnoburb predicts concentration paired with metropolitan labor integration. This study adapts Li’s framework to the working-class urban context of Queens. Unlike the capital-intensive ethnoburbs of the Pacific Rim, the Indo-Guyanese formation relies on theVertical Enclave Model (VEM). One plausible upstream mechanism for the VEM is the rotating savings and credit association known as box hand in Guyana, through which working-class households pooled capital for property acquisition; this connection is developed and qualified in Section 8.7.

1.6 The Vertical Enclave Model

The Vertical Enclave Model is an original theoretical framework proposed by this study due gaps in the existing enclave literature. It does not appear in the existing literature under this name or in this formulation. The Vertical Enclave Model proposes that the spatial anchoring mechanism for the Indo-Guyanese ethnoburb formation in Queens was not a transnational commercial real estate investment, but rather the strategic acquisition of multi-family residential properties in the 2 to 4 family housing stock of southern Queens by the Pioneer cohort of settlers arriving in the 1970s. The 2 to 4 family building is the dominant residential form in southern Queens, a product of the borough’s early twentieth-century development as a streetcar suburb designed to attract working-class and lower-middle-class owner-occupiers. These buildings contain between two and four self-contained dwelling units, typically with the owner occupying one unit and renting the remaining units to tenants. The Census Bureau codes the monthly housing cost variable OWNCOST as the total cost of ownership net of any rental income received from co-resident tenants. An owner of a 2 to 4 family building who rents out one or two units, therefore reports an OWNCOST that reflects costs after offsetting rental income. The model proposes that Pioneer settlers who acquired 2 to 4 family properties in Richmond Hill and South Ozone Park were able to reduce their effective housing costs substantially through rental income, enabling them to achieve residential permanence in the core zone even on working-class incomes. This permanence served two functions. First, it created a stable residential anchor that attracted subsequent chain migrants into the same geographic area, reinforcing spatial concentration through the cumulative causation mechanism Massey (1990) describes. Second, it created a supply of rental units within the core zone that Settler arrivals could move into without competing in the broader Queens rental market, lowering the cost and risk of initial settlement for the second wave of migrants. The model is called vertical because the concentration it describes is organized around the vertical stacking of households within individual buildings rather than the horizontal clustering of co-ethnic households in a commercial district. It is called an enclave model not because it predicts economic self-sufficiency, but because the residential structure it describes creates a form of housing-market enclosure, a pool of co-ethnic rental supply within the core zone, that operates through property ownership rather than through ethnic entrepreneurship.

In contrast to commercial real estate investment, which necessitates access to substantial business capital and transnational networks possessed by Li’s initial ethnoburb settlers, the acquisition of multi-family residential properties was accessible to working-class households through standard mortgage financing. The owner-occupier structure of these buildings, where the owner lives in one unit and rents the remaining units to tenants, meant that the income stream needed to service the mortgage was generated by the property itself rather than by the owner’s wages alone. This is not simply a housing affordability strategy. It is a wealth-building mechanism that creates a pathway toward equity accumulation while simultaneously reducing the effective cost of ownership below what the market would otherwise impose on a working-class buyer. The VEM situates this mechanism within a broader Caribbean tradition of informal economic solidarity. Hossein (2017) documents the rotating savings and credit associations, known as box hand in Guyana and sou-sou elsewhere in the Caribbean, through which working-class Caribbean immigrant communities historically pooled capital for large purchases, including property acquisition. Ardener (1964) established the comparative framework within which these practices are understood across cultures. The social infrastructure of collective saving that Hossein documents provides the most plausible account of how Pioneer settlers accumulated the down payments necessary for multi-family acquisition on working-class incomes, a dimension of the mechanism that census microdata cannot directly observe but that secondary sources strongly suggest was operating in Richmond Hill during the 1970s. 

1.7 Data and Methods Overview

This study uses a mixed-methods design, specifically the explanatory sequential model described by Creswell and Plano Clark (2017), combining quantitative analysis of census microdata with qualitative engagement with secondary historical and community sources. The quantitative strand uses IPUMS USA 5% Public Use Microdata Samples for 1980 and 1990 at the PUMA level to analyze residential concentration, homeownership patterns, housing economics, labor market integration, and cohort-based temporal comparison for the Indo-Guyanese community in Queens. Sub-borough spatial analysis is available for 1990 only, as the 1980 microdata assigns all Queens respondents to a single County Group covering the entire borough rather than to individual PUMAs. The temporal dimension of spatial hardening is therefore addressed through borough-level consolidation evidence and a within-1990 cohort comparison. IPUMS NHGIS aggregate census data for 1980 and 1990 at the tract level supplements the microdata analysis to document the demographic growth of the foreign-born population in Queens across the study period. Place-of-birth classifications in the STF3 tract-level files aggregate small-country origins into broader regional categories; Guyana does not appear as a distinct birthplace category at the tract level in either the 1980 or 1990 files. Guyanese-born counts are therefore available only through the IPUMS microdata at the PUMA level.

1.8 Chapter Overview

Chapter 2 reviews literature on Indo-Guyanese migration, theories of urban ethnic spatial formation, political history, brain drain, and methods for measuring residential segregation for empirical analysis. Chapter 3 outlines research design, data sources, sample, variables, and methods. Chapter 4 covers historical and demographic context, political causes of emigration, and demographic growth in Queens from 1970 to 1990. Chapter 5 documents the spatial hardening of the Richmond Hill and South Ozone Park core zone over the study decade, establishing the 36.1 percentage-point gap in core zone concentration between Pioneer and Settler cohorts that anchors the cumulative causation argument, with a summary of spatial findings. Chapter 6 reports the results of the Vertical Enclave Model regarding housing patterns and robustness tests, with a summary of the housing economics findings. Chapter 7 reports data on metropolitan integration, enclave rejection, employment, occupation, and transportation, with a summary of labor market findings. Full theoretical interpretation across all three results chapters is reserved for Chapter 8. Chapter 8 interprets the empirical findings against all four theoretical frameworks.

2 Method

This research employs an explanatory sequential mixed-methods design, as described by Creswell and Plano Clark (2017). In this design, the quantitative strand is conducted first and carries the primary analytical weight of the study. The qualitative strand follows and is used to explain, contextualize, and interpret the patterns identified in the quantitative analysis. The two strands are integrated at the interpretation stage, where quantitative findings about residential concentration, housing economics, and labor market integration are explained through qualitative engagement with secondary historical and community sources on Guyanese political history, the brain drain, and Indo-Guyanese community formation in NYC. This explanatory sequential design is appropriate for this study for three reasons. First, the primary research questions are spatial and economic in nature and require quantitative measurement at the neighborhood scale. The degree of residential concentration, the magnitude of the OWNCOST differential between multi-family and single-family owners, the self-employment rate by cohort, and the shift in spatial distribution between 1980 and 1990 are all quantities that can only be established through systematic analysis of individual-level census microdata. Second, the quantitative analysis alone cannot explain why the observed patterns emerged. The historical conditions that produced the Pioneer and Settler waves, the class composition of the emigrant stream, and the role of ethnic institutional infrastructure in sustaining the settlement are dimensions of the phenomenon that require engagement with secondary qualitative and historical sources. Third, the study proposes an original theoretical contribution, the Vertical Enclave Model, that requires both quantitative evidence of the mechanism and qualitative context for its interpretation. The mixed-methods design provides both. The ethnoburb framework developed by Li (1998a, 1998b, 1998c, 1999, 2009) provides the analytical dimensions along which the Indo-Guyanese Queens settlement is assessed without predetermined conclusions. Li’s five criteria, residential concentration without numerical dominance, ethnic institutional infrastructure, metropolitan labor market integration, multiethnic coexistence, and a spatial anchoring mechanism, produce testable predictions that the quantitative analysis directly examines. Three alternative frameworks, spatial assimilation, the ethnic enclave, and super-diversity, generate competing predictions that are evaluated by the same analysis. The question the empirical chapters explore is: which framework best explains the observed settlement pattern, and the discussion chapter addresses this.

2.0.1 Temporal Scope and Data Strategy

The study period, 1970 to 1990, encompasses the declaration of the Cooperative Republic in Guyana in 1970, the acceleration of professional emigration through the 1970s, the political consolidation under Burnham’s 1980 constitution, the intensification of working-class emigration in the 1980s, and the consolidation of the Indo-Guyanese settlement in southern Queens by the close of the decade. The choice of 1990 as the terminal year reflects the availability of PUMA-level microdata, introduced in the 1990 census, which provides the finest spatial scale available in Public Use Microdata Sample files. The temporal scope is addressed through two complementary data sources that together cover the full 1970 to 1990 period. IPUMS NHGIS aggregate census data provides population counts at the tract level for Queens County for 1970, 1980, and 1990, enabling documentation of the demographic growth of the Guyanese-born population across all three census decades. IPUMS USA 5% Public Use Microdata Samples for 1980 and 1990 provide individual-level microdata for neighborhood-scale spatial analysis, housing economics, labor market analysis, and cohort comparisons. The two sources are complementary rather than redundant. NHGIS provides full-count aggregate data for 1970, but it cannot be filtered to the Indo-Guyanese subpopulation. IPUMS USA microdata can be filtered to the Indo-Guyanese subpopulation with precision, but is only available at the PUMA level from 1980 onward.

It should be noted that PUMA-level geographic identifiers are unavailable for 1980 Queens in the IPUMS extract. All 166 Indo-Guyanese Queens respondents in the 1980 cross-section are assigned to a single Consistent PUMA covering the entire borough, making sub-borough spatial disaggregation impossible for that year. The 1990 cross-section is the primary analytical year, carrying the full weight of the housing economics analysis, the multiethnic composition analysis, the dissimilarity index calculation, and the multivariate modeling. The 1980 cross-section provides the temporal baseline for the spatial hardening argument and is used for the borough-level temporal comparison.

2.1 Primary Quantitative Data: IPUMS USA

2.1.1 Source and Sample

The primary quantitative data source is the IPUMS USA 5% Public Use Microdata Sample for 1980 and 1990, extracted for New York State, including all birthplaces (Ruggles et al., 2024). Both extracts include all persons in New York State regardless of birthplace, which is necessary to calculate the full PUMA population denominator required by the Index of Dissimilarity and the multiethnic PUMA composition analysis.

2.1.2 Geographic Unit

The primary unit of spatial analysis is the Public Use Microdata Area. PUMAs contain a minimum population of 100,000 and are the finest geographic scale available in PUMS data (U.S. Census Bureau, 1993). Fourteen PUMAs cover Queens County. Two PUMAs, PUMA 5412 covering Richmond Hill and Woodhaven, and PUMA 5409 covering South Ozone Park and Ozone Park,  are designated as the core zone based on prior community scholarship (Bacchus, 2020; Marinic, 2014) and confirmed through the Location Quotient analysis. The core zone designation is theoretically motivated by the existing community literature, which consistently identifies Richmond Hill and South Ozone Park as the primary locations of Indo-Guyanese settlement, and the Location Quotient analysis empirically confirms this designation rather than defining it. All remaining Queens PUMAs are designated the peripheral zone. For cross-year comparison between 1980 and 1990, Consistent Public Use Microdata Area codes are used. CONSPUMA is a harmonized geographic identifier constructed by IPUMS that maintains consistent boundaries across census years by aggregating PUMAs where boundaries changed between decades (Minnesota Population Center, 2023a). CONSPUMA codes are used for all temporal comparisons from 1980 to 1990. Native PUMA codes are used for all 1990-only analyses.

2.1.3 Sample Construction

The analytical sample is restricted to New York City’s five counties: COUNTYFIPs 5, 47, 61, 81, and 85. Prior to the two-step identification procedure, all respondents living in group quarters (GQ = 3) are excluded from the analytical sample. Group quarters residents, including dormitory, institutional, and military housing populations, are excluded because their housing tenure, structure type, and cost variables are not comparable to those of household residents, and their inclusion would distort the OWNCOST and UNITSSTR analyses central to the VEM test. The remaining sample is constructed through a two-step identification procedure applied to both the 1980 and 1990 extracts. Step one retains respondents born in Guyana (BPLD = 30040) with racial self-identification consistent with South Asian ancestry (RACE in 4, 6, and 7). Step two applies an ancestry filter retaining respondents who report Guyanese or East Indian ancestry in either ancestry field (ANCESTR1 or ANCESTR2), with codes 370, 3700, 615, or 6150. This two-step procedure is necessary because country of birth alone does not distinguish Indo-Guyanese from Afro-Guyanese respondents in the IPUMS data. In the 1990 census, Guyanese ancestry code 370 and East Indian ancestry code 615 were used interchangeably by many Indo-Guyanese respondents, making it essential to capture both codes to minimize ethnic leakage from the sample. The exclusion rate produced by the ancestry filter step is reported in the results as part of the sample documentation. A parallel Afro-Guyanese comparison sample is constructed by retaining all Guyanese-born respondents in New York City who do not meet the Indo-Guyanese filter criteria. 

2.1.4 Sample Size

The Indo-Guyanese Queens sample contains 166 respondents with a weighted N of 3,320 in 1980 and 295 respondents with a weighted N of 6,848 in 1990. The combined NYC Indo-Guyanese sample contains 376 respondents (weighted N 7,520) in 1980 and 535 respondents (weighted N 12,515) in 1990. The Afro-Guyanese comparison sample contains 1,164 respondents (weighted N 23,280) in 1980 and 1,947 respondents (weighted N 56,456) in 1990. At the Queens sample sizes achieved, PUMA-level descriptive statistics and weighted inferential tests are feasible. The logistic regression model is estimated on a subsample of 279 cases restricted to the 1990 Pioneer and Settler cohorts. The 1980 cross-section supports only borough-level descriptive comparison, consistent with the geographic resolution constraint described in Section 3.2. 

2.1.5 Variables

Variables fall into eight categories: geography and survey weights including YEAR, SERIAL, PERWT, HHWT, PUMA, and CONSPUMA; population identification including BPLD, RACE, ANCESTR1, and ANCESTR2; migration and settlement including YRIMMIG and CITIZEN; demographics including AGE and SEX; household structure including RELATE and FAMSIZE; housing tenure and economics including OWNERSHP, UNITSSTR, OWNCOST, VALUEH, and RENTGRS; socioeconomic position including EDUC, OCC, CLASSWKR, and INCTOT; and labor market integration including TRANWORK. The full variable list with IPUMS codes and descriptions is provided in Appendix A.

2.1.6 Derived Variables

Cohort (Pioneer vs. Settler) from YRIMMIG, with Pioneers arriving 1970–1979 and Settlers 1980–1990. Core_Area from PUMA or CONSPUMA, with PUMAs 5412 and 5409 coded as core and all other Queens PUMAs as peripheral. Is_Multi_Family from UNITSSTR, coded as true for 2–4-unit structures (UNITSSTR codes 5–6). Is_SelfEmployed from CLASSWKR, coded as true for class-of-worker code 1. Monthly_Income from INCTOT divided by 12, used for individual-level socioeconomic comparisons. Household_Income from the sum of INCTOT across all household members sharing the same SERIAL identifier, restricted to household members identified through RELATE, used as the income denominator in the OWNCOST burden analysis. Cost_Ratio from OWNCOST divided by monthly Household_Income, capped at 1.0 to prevent distortion from near-zero income cases. Because Cost_Ratio combines an individual-level housing cost variable with a household-level income aggregate, person weights (PERWT) are applied throughout its analysis, treating housing costs and income as attributes of the household reference person and maintaining a consistent weighting scheme across the individual and household dimensions of the measure.

2.2 Secondary Aggregate Data: IPUMS NHGIS

IPUMS NHGIS provides aggregate census summary data at the tract level for Queens County, New York, for 1980 and 1990 (Ruggles et al., 2024). Variables extracted include total population and foreign-born population by census tract for both decades. Place-of-birth classifications in the STF3 tract-level files aggregate small-country origins into broader regional categories; Guyana does not appear as a distinct birthplace category at the tract level in either the 1980 or 1990 files. The NHGIS component of the analysis is therefore limited to total and foreign-born population counts, which provide demographic context for Queens County across the study period. Guyanese-born counts are available only through the IPUMS microdata at the PUMA level, as described in Section 3.3. Note that 1970 tract-level data of this kind was explored during the research process but the relevant STF3 variables were unavailable for that census year in NHGIS at the required geographic resolution; the 1970 baseline in Chapter 4 therefore relies on secondary historical sources rather than NHGIS tabular data. The NHGIS component of the analysis is descriptive only. No inferential statistics are calculated from NHGIS data.

2.3 Quantitative Analytical Methods

All quantitative analyses are conducted in R version 4.5.2 (R Core Team, 2025) using the tidyverse (Wickham et al., 2019), ipumsr (Minnesota Population Center, 2023b), sf (Pebesma, 2018), tidycensus (Walker & Herman, 2023), tigris (Walker, 2023), ggplot2 (Wickham, 2016), dplyr (Wickham et al., 2023), and patchwork (Pedersen, 2024) packages. Person weights (PERWT) and household weights (HHWT) are applied throughout, with PERWT used for individual-level analyses and HHWT used for household-level analyses. Where analyses combine individual-level and household-level variables, as in the Cost_Ratio measure described in Section 3.3, PERWT is applied consistently, treating the housing cost and income variables as attributes of the person record of the household reference person.

2.3.1 Residential Concentration

Residential concentration is measured using two complementary indicators. 

The Location Quotient is calculated as:

LQ = (xᵢ/tᵢ) / (X/T)

Where xᵢ is the Indo-Guyanese weighted population in PUMA i, tᵢ is the total population of PUMA i, X is the total Indo-Guyanese weighted population in Queens, and T is the total population of Queens. Values above 1.0 indicate relative over-representation and values below 1.0 indicate under-representation (Allen & Turner, 1996). Location Quotients are calculated for all fourteen Queens PUMAs for 1990.

The Index of Dissimilarity is calculated as:

D = 0.5 × Σ |aᵢ/A − bᵢ/B|

Where aᵢ is the Indo-Guyanese weighted population in PUMA i, A is the total Indo-Guyanese weighted population in Queens, bᵢ is the non-Indo-Guyanese population in PUMA i, and B is the total non-Indo-Guyanese population in Queens. Comparing the Indo-Guyanese share against the non-Indo-Guyanese remainder rather than the total population avoids the compositional effect that arises when the focal group is included in both sides of the comparison. Values above 0.60 are conventionally interpreted as indicating high segregation (Massey & Denton, 1988). The dissimilarity index is calculated for 1990 using the full Queens PUMA population as the denominator. A parallel dissimilarity index is calculated for the Afro-Guyanese comparison sample. The values reported in Chapter 5 should be understood as lower bounds on the concentration that tract-level analysis would reveal (Wong, 1997).

2.3.2 Multiethnic PUMA Composition

For each Queens PUMA, the Indo-Guyanese weighted population is calculated as a share of the total PUMA population using the full New York State extract. The Afro-Guyanese share is calculated in parallel. This analysis addresses Li’s criterion that the ethnoburb group is concentrated but not numerically dominant.

2.3.3 Cohort Analysis

The Pioneer and Settler cohorts are compared on homeownership rates, core zone concentration, housing structure type, occupational distribution, and household size. FAMSIZE by structure type is tested using a Wilcoxon rank-sum test as a robustness check, ruling out space need as an alternative explanation for multi-family homeownership. If multi-family owners do not have significantly larger households than single-family owners at equivalent income levels, the space needed for multi-family acquisition is not supported, and the interpretation of rental income offset is strengthened. Chi-square tests assess categorical associations. Wilcoxon rank-sum tests assess distributional differences for non-normal continuous variables. One logistic regression model is estimated. Model 1 predicts homeownership from Pioneer cohort membership, controlling for age and educational attainment, reported as odds ratios with 95% confidence intervals. Income is not included as a predictor in the logistic regression model. This exclusion is deliberate. The VEM argument concerns the mechanism through which homeownership is achieved conditional on income level, specifically, whether multi-family ownership enables residential permanence at income levels that would not support single-family ownership. Including income as a predictor of homeownership would partial out the income variation that the cohort comparison is designed to exploit, conflating the tenure outcome with the income pathway through which it was reached. The cohort variable captures the relevant income-adjacent variation by correlating with arrival timing and occupational class. At the same time, the income quintile stratification in Chapter 6 directly addresses the income-controlled question. Educational attainment is entered as a continuous ordered numeric variable using the IPUMS EDUC recode, which assigns ordered numeric values from 0 to 11 corresponding to increasing levels of educational completion from no schooling through graduate degree. This operationalization is consistent with its use in comparable analyses of census microdata on immigrant homeownership (Crowder & Tedrow, 2001; Model, 2008). Multi-family ownership rates by cohort are reported descriptively in the cohort summary table rather than through a separate regression model.

2.3.4 Vertical Enclave Model

The primary empirical test of the VEM examines OWNCOST by housing structure type. The Census Bureau codes OWNCOST as the total monthly cost of homeownership net of any rental income received from units within the same structure (U.S. Census Bureau, 1993). For owners of multi-family buildings who rent out one or more units, OWNCOST reflects costs after offsetting rental income. The difference between OWNCOST for multi-family and single-family owners at equivalent household-income levels, tested using Wilcoxon rank-sum tests within household-income quintiles, is the primary empirical measure of the rental-income mechanism. RENTGRS, the gross rent paid by renters in multi-family buildings in the core zone, provides a complementary estimate of the rental income received by owners. Median RENTGRS for renters in core-zone multi-family buildings is calculated and compared with the OWNCOST differential between multi-family and single-family owners. If the OWNCOST differential approximates the median RENTGRS, this supports the interpretation that the lower net costs reported by multi-family owners reflect rental income offset rather than lower property values or different mortgage structures. The VALUEH comparison between multi-family and single-family buildings reports that the 1990 census reported the home value question differently for multi-family owner-occupied buildings than for single-family buildings, which affects the comparability of VALUEH across structure types. It is therefore treated as a descriptive finding rather than a direct valuation comparison. Because the 1980 and 1990 census surveys handled utility cost inclusions differently across structure types, OWNCOST values are interpreted comparatively within each census year rather than across years, and the primary VEM test is conducted on the 1990 cross-section, where the coding convention is fully documented (U.S. Census Bureau, 1993). The RENTGRS linkage test assumes that gross rents paid by all multi-family renters in the core zone, regardless of landlord ethnicity, provide a reasonable estimate of rental income received by Indo-Guyanese multi-family owners. This assumption is untestable directly with IPUMS data, but it is the most conservative available approximation. The test is conservative if any units are vacant or rented at below-market rates, meaning the true rental income offset available to multi-family owners may exceed what median RENTGRS implies. Self-employment rates by cohort are calculated from CLASSWKR and tested using the chi-square test. Occupational distribution by cohort is calculated from OCC, collapsed into broad occupational groups. TRANWORK is tabulated by core versus peripheral zone and by cohort. CITIZEN is cross-tabulated by cohort and zone. Together, these analyses assess whether the settlement exhibits the labor-market integration characteristic of Li’s ethnoburb or the economic self-sufficiency of the enclave model.

2.3.5 Temporal Spatial Hardening

At the borough level, Queens’ share of the citywide Indo-Guyanese weighted population is compared between 1980 and 1990. This comparison is feasible because it requires only county-level geographic identification, which is available for both cross-sections. The Queens share increased from 44.1 percent in 1980 to 54.7 percent in 1990, a gain of 10.6 percentage points. A CONSPUMA-level within-Queens comparison between 1980 and 1990 was not possible because all 166 Indo-Guyanese Queens respondents in the 1980 microdata are assigned to a single CONSPUMA covering the entire borough. Sub-borough spatial disaggregation for 1980 is therefore not available at the individual microdata level. By 1990, the cohort-level cross-tabulation of core versus peripheral zone residence provides the primary evidence for spatial hardening from within a single cross-section. The 36.1 percentage point gap in core zone concentration between Pioneer cohort members at 18.8 percent and Settler cohort members at 54.9 percent is the primary spatial hardening finding. A within-Settler timing analysis further disaggregates the Settler cohort into early Settler arrivals from 1980 to 1984 and late Settler arrivals from 1985 to 1990. Core zone concentration is 56.7 percent for early Settlers and 52.6 percent for late Settlers. This sub-analysis is reported in Chapter 5, Section 5.7, and provides supporting evidence for the cumulative causation mechanism described by Massey (1990).

2.4 Qualitative and Historical Sources

Secondary sources serve four specific functions in this thesis. First, they establish the push conditions driving outmigration from Guyana between 1970 and 1990, drawing on scholarship on the Burnham government, cooperative socialism, and economic deterioration (Burnham, 1970; Curless, 2023; Hintzen, 1989; Jackson, 2012; Jagan, 1980; Khemraj, 2015; Thomas, 1984). Second, they document the brain drain context in which skilled Indo-Guyanese emigrants arrived in New York (Eldridge, 1983; Glaser & Habers, 1978; Niland, 1970; Prashad et al., 2017; Strachan, 1980). Third, they provide community-level evidence of Indo-Guyanese settlement patterns, institutional formation, and identity in Richmond Hill (Arjoon, 2000; Bacchus, 2020; Marinic, 2014; Mohabir & Cummings, 2019; Roopnarine, 2018; Wainwright, 2012). Fourth, they provide theoretical context for the VEM through scholarship on informal capital accumulation and Caribbean economic solidarity (Ardener, 1964; Hossein, 2017; Light, 1972; Light et al., 1993). Secondary sources are not used to generate new empirical claims about the Indo-Guyanese community in Queens. The selection and interpretation of these sources was itself shaped by insider cultural knowledge, familiarity with the community’s practices, the weight of the PNC-PPP political divide, and an intuitive sense of which accounts rang true, and that knowledge, while analytically useful, carries its own risks of confirmation that the quantitative strand of the design is intended to discipline.

2.4.1 Limitations

2.4.2 Geographic Resolution

PUMA geographies do not correspond precisely to neighborhood boundaries. The Richmond Hill community spans multiple PUMAs, and PUMA-based concentration measures are conservative estimates of true neighborhood-level clustering. This limitation affects the dissimilarity index and Location Quotient values, which will understate the degree of concentration visible at finer spatial scales such as census tracts or block groups. As Wong (1997) demonstrates, segregation indices calculated at coarser spatial scales systematically understate fine-grained clustering. The dissimilarity index values reported in Chapter 5 should therefore be understood as lower bounds rather than precise estimates of neighborhood-level concentration.

Pre-2011 PUMA boundary shapefiles are not available through the tigris package, which does not support PUMA geometries prior to 2011, and 1990 PUMA boundary files are not available through IPUMS NHGIS. Figures 4.2 and 5.1 therefore use 2000 PUMA boundary files obtained from IPUMS NHGIS as the closest available approximation for 1990 PUMA geographies. The 2000 NHGIS boundary file required spatial filtering using the Queens County polygon from the tigris package and centroid-based PUMA assignment to isolate the fourteen Queens PUMAs; this procedure is documented in the analysis code archived with this thesis. PUMA boundaries in the core zone, PUMAs 5409 and 5412,  were stable between 1990 and 2000, and the core zone designation rests on those consistent codes. In the 2000 boundary geometry, PUMAs 5409 and 5412 appear spatially proximate but not strictly contiguous, with PUMA 5408 intervening between them. Whether this reflects a genuine geographic separation or a boundary change between census decades cannot be determined without access to the original 1990 PUMA boundary files, which are not publicly available at the required resolution. This uncertainty does not affect the analytical conclusions, which rest on PUMA-level Location Quotient and dissimilarity evidence rather than on the spatial relationship between the two core PUMAs in the boundary geometry. Minor boundary differences in peripheral PUMAs do not affect the substantive findings. Indo-Guyanese identity is operationalized using census categories not designed for this purpose. The two-step filter may undercount the population, particularly among respondents who identified with broader pan-Caribbean or pan-South Asian ancestry categories. The exclusion rate produced by the ancestry filter step is reported transparently in the results.

2.4.3 Rental Income Measurement

RENTGRS provides an estimate of gross rent paid by renters in multi-family buildings, which is used to infer rental income received by multi-family owners. This is an indirect measure. Direct rental income received is not recorded in the census. The OWNCOST net-of-rent interpretation rests on the Census Bureau coding convention documented in the 1990 PUMS technical documentation (U.S. Census Bureau, 1993) rather than on direct observation of rental income flows. The RENTGRS linkage test assumes that rents paid by all multi-family renters in the core zone approximate the rental income received by Indo-Guyanese owners specifically, which cannot be verified directly. The core zone renter cell on which this test is based comprises 11 raw cases (weighted N = 258), a cell size that limits the precision of the estimate and requires that inferential weight on this specific comparison be treated with corresponding caution. The Census Bureau OWNCOST coding convention, which confirms that the observed ownership cost differential is structurally produced by rental income received rather than inferred indirectly, reduces but does not eliminate the dependence on this cell. The test is conservative if any units are vacant or rented at below-market rates, meaning the true rental income offset may exceed what RENTGRS implies, and the VEM mechanism may be stronger than the test suggests. As a further check on the stability of the estimate, the coverage ratio at the 25th percentile of core zone RENTGRS ($450) implies that a single rental unit covers 43.8 percent of the OWNCOST differential of $1,026, and at the 75th percentile ($625), it covers 60.9 percent; across this range, the directional conclusion is unchanged. The 1990 microdata cross-section carries the full analytical weight of the housing economics analysis, the multivariate modeling, and the multiethnic composition analysis. The 1980 cross-section supports a more limited range of analyses due to the geographic-resolution constraint described in Section 3.2 and the smaller subpopulation size. 

2.4.4 Emigrant Stream Selection Bias

The brain drain literature indicates that the Pioneer cohort was disproportionately professional and skilled compared with the broader Indo-Guyanese population remaining in Guyana (Eldridge, 1983; Glaser & Habers, 1978). This selectivity has implications for the generalizability of the VEM. If Pioneer homeownership was partly enabled by professional incomes and savings accumulated prior to emigration, the mechanism may be less directly transferable to working-class immigrant communities arriving without comparable initial capital endowments. The VEM is proposed as a general mechanism applicable wherever multi-family housing stock is accessible to working-class buyers. However, the Pioneer cohort’s professional class composition means that the Queens case may represent a more favorable instantiation of that mechanism than would be available to a purely working-class founding population. This limitation is acknowledged in the generalizability claims made in Chapters 8 and 9. Caribbean-born immigrant populations, particularly non-citizens, were subject to systematic undercounting in both the 1980 and 1990 decennial censuses (Fein, 1990). If undercounting was spatially non-random, specifically, if it was more severe in the core zone due to higher concentrations of recently arrived or undocumented residents, the concentration measures reported in Chapter 5 may understate the true degree of spatial clustering. West and Robinson (1999) document patterns of differential undercounting by nativity and citizenship status in the 1990 census, making this a plausible concern for the present analysis. This limitation cuts in a consistent direction: to the extent that undercounting suppresses the measured Indo-Guyanese population in the core zone.

3 LAYER 1: Data Aquisition

library(tidyverse)
## ── Attaching core tidyverse packages ──────────────────────── tidyverse 2.0.0 ──
## ✔ dplyr     1.1.4     ✔ readr     2.1.5
## ✔ forcats   1.0.1     ✔ stringr   1.5.2
## ✔ ggplot2   4.0.0     ✔ tibble    3.3.0
## ✔ lubridate 1.9.4     ✔ tidyr     1.3.1
## ✔ purrr     1.2.0     
## ── Conflicts ────────────────────────────────────────── tidyverse_conflicts() ──
## ✖ dplyr::filter() masks stats::filter()
## ✖ dplyr::lag()    masks stats::lag()
## ℹ Use the conflicted package (<http://conflicted.r-lib.org/>) to force all conflicts to become errors
library(ipumsr)
library(sf)
## Linking to GEOS 3.13.0, GDAL 3.8.5, PROJ 9.5.1; sf_use_s2() is TRUE
library(tigris)
## To enable caching of data, set `options(tigris_use_cache = TRUE)`
## in your R script or .Rprofile.
library(ggplot2)
library(Hmisc)      
## 
## Attaching package: 'Hmisc'
## 
## The following objects are masked from 'package:dplyr':
## 
##     src, summarize
## 
## The following objects are masked from 'package:base':
## 
##     format.pval, units
dir.create("figures", showWarnings = FALSE)
dir.create("tables",  showWarnings = FALSE)
dir.create("logs",    showWarnings = FALSE)

3.1 Global ggplot theme

theme_set( theme_minimal(base_size = 12) + theme( plot.title = element_text(face = "bold", size = 13), plot.subtitle = element_text(size = 11, color = "gray30"), axis.title = element_text(size = 11), axis.text = element_text(size = 10), legend.title = element_text(size = 11), legend.text = element_text(size = 10), plot.caption = element_text(size = 9, hjust = 0, color = "gray40"), strip.text = element_text(face = "bold", size = 11), strip.background = element_rect(fill = "gray95", color = NA) ) )

options(tigris_use_cache = TRUE)

3.1.0.1 Shared colour scales: applied identically across every figure

GROUP_COLORS  <- c("Indo-Guyanese" = "#08519c", "Afro-Guyanese" = "#d94801")
COHORT_COLORS <- c("Pioneer" = "#08519c", "Settler" = "#6baed6")
ZONE_COLORS   <- c("Core" = "#08519c", "Peripheral" = "#9ecae1")

3.1.0.2 Correct weighted median helper: Replaces rep(x, PERWT) throughout: PERWT is a float weight, not an integer repeat count, so rep() silently truncates and produces wrong medians.

wt_median <- function(x, w) {
  keep <- !is.na(x) & !is.na(w) & w > 0
  as.numeric(Hmisc::wtd.quantile(x[keep], weights = w[keep], probs = 0.5))
}

3.1.1 OCC classification function: applied identically to Indo and Afro samples

3.1.1.1 1990 IPUMS OCC code ranges (Census 1990 SOC-based scheme):

  • 003–037 Managerial/Executive

  • 043–235 Professional/Technical (engineers, scientists, nurses, teachers, etc.)

  • 243–285 Sales occupations

  • 303–389 Administrative/Clerical (supervisors, secretaries, data-entry, etc.)

  • 403–469 Service (except private household; includes food, protective, personal)

  • 473–499 Farming, Forestry, Fishing

  • 503–549 Craft/Repair (precision production; mechanics, carpenters, etc.)

  • 553–599 Operators/Fabricators/Laborers - machine

  • 603–699 Operators/Fabricators/Laborers - transport

  • 703–799 Operators/Fabricators/Laborers - handlers, helpers, laborers

  • 803–889 Farming operators residual - routed to Farming/Forestry/Fishing,

  • 900–999 Military and armed forces

3.1.1.1.1 NOTE: OCC 243–285 = Sales and OCC 303–389 = Administrative/Clerical are kept as separate categories because the thesis Tables 7.1 and 7.2 report them separately and the distinction is analytically meaningful: Sales reflects metropolitan commercial integration while Admin/Clerical reflects office-sector incorporation. Collapsing them (as the prior code did) loses this.
occ_classify <- function(df) {
  df %>%
    filter(OCC > 0) %>%
    mutate(
      OCC_Group = case_when(
        OCC >= 3   & OCC <= 37  ~ "Managerial/Executive",
        OCC >= 43  & OCC <= 235 ~ "Professional/Technical",
        OCC >= 243 & OCC <= 285 ~ "Sales",
        OCC >= 303 & OCC <= 389 ~ "Administrative/Clerical",
        OCC >= 403 & OCC <= 469 ~ "Service",
        OCC >= 473 & OCC <= 499 ~ "Farming/Forestry/Fishing",
        OCC >= 503 & OCC <= 599 ~ "Craft/Repair",
        OCC >= 603 & OCC <= 799 ~ "Operators/Laborers",
        OCC >= 803 & OCC <= 889 ~ "Farming/Forestry/Fishing",  # farming operator residual
        OCC >= 900 & OCC <= 999 ~ "Military/Other",
        TRUE                    ~ "Other/Unknown"
      )
    )
}

3.2 TRANWORK classification function

tranwork_classify <- function(df) {
  df %>%
    filter(TRANWORK > 0) %>%
    mutate(
      Transport_Mode = case_when(
        TRANWORK %in% c(10, 11, 12)     ~ "Car/Truck/Van",
        TRANWORK %in% c(20, 21, 22)     ~ "Subway/Rail",
        TRANWORK %in% c(30, 31, 35, 36) ~ "Bus",
        TRANWORK == 40                  ~ "Taxi",
        TRANWORK == 50                  ~ "Bicycle",
        TRANWORK == 60                  ~ "Walk",
        TRANWORK == 80                  ~ "Work at Home",
        TRUE                            ~ "Other"
      )
    )
}

3.3 OWNCOST differential helper: CH6

compute_owncost_diff <- function(df, grp_label) {
  df %>%
    filter(Household_Income < 9999999, OWNCOST < 99999, !is.na(Core_Area)) %>%
    group_by(Core_Area, Is_Multi_Family) %>%
    summarise(median_owncost = wt_median(OWNCOST, PERWT), .groups = "drop") %>%
    pivot_wider(names_from  = Is_Multi_Family,
                values_from = median_owncost) %>%
    rename(Multi = `TRUE`, Single = `FALSE`) %>%
    mutate(Differential = Single - Multi, Group = grp_label)
}

3.4 01 LOAD RAW DATA

ddi  <- read_ipums_ddi("usa_00008.xml")
data <- read_ipums_micro(ddi)
## Use of data from IPUMS USA is subject to conditions including that users should cite the data appropriately. Use command `ipums_conditions()` for more details.
cat("Raw extract loaded:", nrow(data), "respondents\n")
## Raw extract loaded: 1791923 respondents
cat("Years present:"); print(table(data$YEAR))
## Years present:
## 
##   1980   1990 
## 878133 913790
data <- data %>%
  select(YEAR, SAMPLE, SERIAL, HHWT, GQ, STATEFIP, COUNTYFIP,
         PUMA, CONSPUMA, OWNERSHP, OWNCOST, RENTGRS, VALUEH,
         UNITSSTR, PERNUM, PERWT, FAMSIZE, RELATE, SEX, AGE,
         MARST, RACE, BPLD, ANCESTR1, ANCESTR2, CITIZEN,
         YRIMMIG, EDUC, CLASSWKR, CLASSWKRD, OCC, INCTOT, TRANWORK)

3.5 02 GEOGRAPHIC RESTRICTION, GQ EXCLUSION, SAMPLE IDENTIFICATION

3.5.1 02a NYC five-county restriction and GQ exclusion

3.5.1.1 COUNTYFIPs: 5 Bronx, 47 Brooklyn, 61 Manhattan, 81 Queens, 85 Staten Island

nyc <- data %>%
  filter(COUNTYFIP %in% c(5, 47, 61, 81, 85),
         GQ %in% c(1, 2))   # GQ 3 = group quarters; housing vars not comparable

cat("NYC household respondents after GQ exclusion:", nrow(nyc), "\n")
## NYC household respondents after GQ exclusion: 630259

3.5.2 02b Indo-Guyanese identification: two-step procedure

3.5.2.1 Step 1: Guyanese birthplace (BPLD 30040) + South Asian race (4, 6, 7)

3.5.2.2 Step 2: Year-specific ancestry filter 1980: codes 334 (Cayenne) and 335 (West Indian) included alongside 370/615 because 1980 census instrument had limited ancestry coding options

3.5.2.3 1990: codes 370 (Guyanese) and 615 (East Indian) only; instrument precise

indo_1980 <- nyc %>%
  filter(YEAR == 1980, BPLD == 30040, RACE %in% c(4, 6, 7),
         ANCESTR1 %in% c(370, 615, 334, 335) |
           ANCESTR2 %in% c(370, 615, 334, 335))

indo_1990 <- nyc %>%
  filter(YEAR == 1990, BPLD == 30040, RACE %in% c(4, 6, 7),
         ANCESTR1 %in% c(370, 615) | ANCESTR2 %in% c(370, 615))

indo_guyanese <- bind_rows(indo_1980, indo_1990)
indo_queens   <- indo_guyanese %>% filter(COUNTYFIP == 81)

3.5.3 02c Afro-Guyanese comparison sample All Guyanese-born NYC respondents NOT meeting the Indo-Guyanese race filter

afro_guyanese <- nyc %>%
  filter(BPLD == 30040, !RACE %in% c(4, 6, 7))

3.5.4 02d Sample cascade (Table 5.1)

guyanese_born <- nyc %>% filter(BPLD == 30040, RACE %in% c(4, 6, 7))

cascade <- tibble(
  filter_stage = c(
    "Full NYC extract",
    "After GQ exclusion",
    "Guyanese-born South Asian race filter",
    "Indo-Guyanese ancestry filter — NYC",
    "Indo-Guyanese — Queens only",
    "Afro-Guyanese comparison — NYC"
  ),
  raw_1980 = c(
    nrow(data %>% filter(YEAR == 1980, COUNTYFIP %in% c(5,47,61,81,85))),
    nrow(nyc           %>% filter(YEAR == 1980)),
    nrow(guyanese_born %>% filter(YEAR == 1980)),
    nrow(indo_1980),
    nrow(indo_queens   %>% filter(YEAR == 1980)),
    nrow(afro_guyanese %>% filter(YEAR == 1980))
  ),
  weighted_1980 = c(
    sum((data %>% filter(YEAR == 1980, COUNTYFIP %in% c(5,47,61,81,85)))$PERWT),
    sum((nyc           %>% filter(YEAR == 1980))$PERWT),
    sum((guyanese_born %>% filter(YEAR == 1980))$PERWT),
    sum(indo_1980$PERWT),
    sum((indo_queens   %>% filter(YEAR == 1980))$PERWT),
    sum((afro_guyanese %>% filter(YEAR == 1980))$PERWT)
  ),
  raw_1990 = c(
    nrow(data %>% filter(YEAR == 1990, COUNTYFIP %in% c(5,47,61,81,85))),
    nrow(nyc           %>% filter(YEAR == 1990)),
    nrow(guyanese_born %>% filter(YEAR == 1990)),
    nrow(indo_1990),
    nrow(indo_queens   %>% filter(YEAR == 1990)),
    nrow(afro_guyanese %>% filter(YEAR == 1990))
  ),
  weighted_1990 = c(
    sum((data %>% filter(YEAR == 1990, COUNTYFIP %in% c(5,47,61,81,85)))$PERWT),
    sum((nyc           %>% filter(YEAR == 1990))$PERWT),
    sum((guyanese_born %>% filter(YEAR == 1990))$PERWT),
    sum(indo_1990$PERWT),
    sum((indo_queens   %>% filter(YEAR == 1990))$PERWT),
    sum((afro_guyanese %>% filter(YEAR == 1990))$PERWT)
  )
)

cat("\nTable 5.1 — Sample cascade:\n"); print(cascade)
## 
## Table 5.1 — Sample cascade:
## # A tibble: 6 × 5
##   filter_stage                     raw_1980 weighted_1980 raw_1990 weighted_1990
##   <chr>                               <int>         <dbl>    <int>         <dbl>
## 1 Full NYC extract                   354610       7092200   286580       7280106
## 2 After GQ exclusion                 348511       6970220   281748       7116027
## 3 Guyanese-born South Asian race …      441          8820      740         17253
## 4 Indo-Guyanese ancestry filter —…      376          7520      535         12515
## 5 Indo-Guyanese — Queens only           166          3320      295          6848
## 6 Afro-Guyanese comparison — NYC       1164         23280     1947         56456

3.6 03 DERIVED VARIABLES AND ALL SUB-SAMPLES

3.6.0.1 No analysis or figure code appears in this section.

3.6.1 03a Core derived variables on indo_queens

indo_queens <- indo_queens %>%
  mutate(
    # Arrival cohort
    Cohort = case_when(
      YRIMMIG > 0    & YRIMMIG < 1965  ~ "Pre_1965",
      YRIMMIG >= 1965 & YRIMMIG <= 1969 ~ "Pre_Pioneer",
      YRIMMIG >= 1970 & YRIMMIG <= 1979 ~ "Pioneer",
      YRIMMIG >= 1980 & YRIMMIG <= 1990 ~ "Settler",
      TRUE                              ~ NA_character_
    ),
    # Core zone — 1990 only; PUMA geography unavailable for 1980 Queens
    Core_Area = case_when(
      YEAR == 1990 & PUMA %in% c(5412, 5409)  ~ "Core",
      YEAR == 1990 & !PUMA %in% c(5412, 5409) ~ "Peripheral",
      TRUE                                     ~ NA_character_
    ),
    # Housing structure
    Is_Multi_Family = case_when(
      UNITSSTR %in% c(5, 6) ~ TRUE,
      !is.na(UNITSSTR)       ~ FALSE,
      TRUE                   ~ NA
    ),
    # Labour market
    Is_SelfEmployed = case_when(
      CLASSWKR == 1    ~ TRUE,
      !is.na(CLASSWKR) ~ FALSE,
      TRUE             ~ NA
    ),
    Monthly_Income = INCTOT / 12
  )

3.6.2 Household income: sum INCTOT across all persons sharing SERIAL

ndo_queens <- indo_queens %>%
  group_by(YEAR, SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup() %>%
  mutate(
    Monthly_HH_Income = Household_Income / 12,
    Cost_Ratio = case_when(
      Monthly_HH_Income > 0 ~ pmin(OWNCOST / Monthly_HH_Income, 1.0),
      TRUE                  ~ NA_real_
    )
  )

3.6.3 03b Analytical sub-samples

3.6.3.1 Pioneer and Settler cohorts only (used throughout CH5-7)

cohort_analysis <- indo_queens %>%
  filter(Cohort %in% c("Pioneer", "Settler"))

3.6.3.2 Indo-Guyanese homeowners 1990

owners_1990 <- indo_queens %>% filter(YEAR == 1990, OWNERSHP == 1)

3.6.3.3 Top-coded values removed; income quintiles added

owners_clean <- owners_1990 %>%
  # 1. Create Household_Income by summing individual INCTOT by household ID
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup() %>%
  # 2. Now you can filter and create quintiles
  filter(Household_Income < 9999999, OWNCOST < 99999) %>%
  mutate(
    Income_Quintile = ntile(Household_Income, 5),
    Quintile_Label  = case_when(
      Income_Quintile == 1 ~ "Bottom",
      Income_Quintile == 2 ~ "Second",
      Income_Quintile == 3 ~ "Middle",
      Income_Quintile == 4 ~ "Fourth",
      Income_Quintile == 5 ~ "Top"
    )
  )

3.6.3.4 Propagate quintile labels back to owners_1990 for table use

owners_1990 <- owners_1990 %>%
  left_join(owners_clean %>%
              select(YEAR, SERIAL, PERNUM, Income_Quintile, Quintile_Label),
            by = c("YEAR", "SERIAL", "PERNUM"))

3.6.3.5 Regression sample: 1990, Pioneer + Settler, Queens

reg_sample <- cohort_analysis %>%
  ungroup() %>%
  select(-any_of("by")) %>%
  filter(YEAR == 1990) %>%
  mutate(
    Owns       = as.integer(OWNERSHP == 1),
    Is_Pioneer = as.integer(Cohort == "Pioneer"),
    EDUC_num   = as.numeric(EDUC)
  )

3.6.4 03c Afro-Guyanese derived variables

afro_queens_1990 <- afro_guyanese %>%
  filter(YEAR == 1990, COUNTYFIP == 81) %>%
  mutate(
    Core_Area = case_when(
      PUMA %in% c(5412, 5409) ~ "Core",
      !is.na(PUMA)             ~ "Peripheral",
      TRUE                     ~ NA_character_
    ),
    Cohort = case_when(
      YRIMMIG >= 1970 & YRIMMIG <= 1979 ~ "Pioneer",
      YRIMMIG >= 1980 & YRIMMIG <= 1990 ~ "Settler",
      TRUE                              ~ NA_character_
    ),
    Is_Multi_Family = UNITSSTR %in% c(5, 6),
    Is_SelfEmployed = case_when(
      CLASSWKR == 1    ~ TRUE,
      !is.na(CLASSWKR) ~ FALSE,
      TRUE             ~ NA
    )
  ) %>%
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup() %>%
  mutate(
    Monthly_HH_Income = Household_Income / 12,
    Cost_Ratio = case_when(
      Monthly_HH_Income > 0 ~ pmin(OWNCOST / Monthly_HH_Income, 1.0),
      TRUE                  ~ NA_real_
    ),
    Structure_Type = ifelse(Is_Multi_Family, "Multi-Family", "Single-Family")
  )

afro_owners_q <- afro_queens_1990 %>%
  filter(OWNERSHP == 1, !is.na(Core_Area))

# indo_owners_q: paired with afro_owners_q in scatter figures
indo_owners_q <- owners_clean %>%
  filter(!is.na(Core_Area), Household_Income > 0) %>%
  mutate(Structure_Type = ifelse(Is_Multi_Family, "Multi-Family", "Single-Family"),
         Group = "Indo-Guyanese")

3.6.5 03d PUMA denominators (used throughout CH5)

queens_total_1990 <- nyc %>%
  filter(YEAR == 1990, COUNTYFIP == 81) %>%
  group_by(PUMA) %>%
  summarise(total_pop = sum(PERWT), .groups = "drop")

indo_by_puma <- indo_queens %>%
  filter(YEAR == 1990) %>%
  group_by(PUMA) %>%
  summarise(indo_pop = sum(PERWT), .groups = "drop")

afro_by_puma_1990 <- afro_guyanese %>%
  filter(YEAR == 1990, COUNTYFIP == 81) %>%
  group_by(PUMA) %>%
  summarise(afro_pop = sum(PERWT), .groups = "drop")

3.6.6 03e Location Quotient table (used in CH5 tests and figures)

lq_table <- queens_total_1990 %>%
  left_join(indo_by_puma, by = "PUMA") %>%
  mutate(
    indo_pop    = replace_na(indo_pop, 0),
    indo_share  = indo_pop  / sum(indo_pop),
    total_share = total_pop / sum(total_pop),
    LQ          = indo_share / total_share,
    Core_Zone   = ifelse(PUMA %in% c(5412, 5409), "Core", "Peripheral")
  ) %>%
  arrange(desc(LQ))

3.6.7 03f Confirmation of key derived variables

cat("\nCohort distribution:\n")
## 
## Cohort distribution:
print(table(indo_queens$Cohort, indo_queens$YEAR, useNA = "ifany"))
##              
##               1980 1990
##   Pioneer      147   71
##   Pre_1965       4    1
##   Pre_Pioneer   14   15
##   Settler        0  208
##   <NA>           1    0
cat("Core zone distribution:\n")
## Core zone distribution:
print(table(indo_queens$Core_Area, indo_queens$YEAR, useNA = "ifany"))
##             
##              1980 1990
##   Core          0  128
##   Peripheral    0  167
##   <NA>        166    0
cat("Is_Multi_Family NA:", sum(is.na(indo_queens$Is_Multi_Family)),
    "| Is_SelfEmployed NA:", sum(is.na(indo_queens$Is_SelfEmployed)),
    "| Cost_Ratio NA:", sum(is.na(indo_queens$Cost_Ratio)), "\n")
## Warning: Unknown or uninitialised column: `Cost_Ratio`.
## Is_Multi_Family NA: 0 | Is_SelfEmployed NA: 0 | Cost_Ratio NA: 0
cat("\n--- LAYER 1 complete. All data objects ready. ---\n\n")
## 
## --- LAYER 1 complete. All data objects ready. ---

4 LAYER 2: ANALYSIS

6 CH5 SPATIAL CONCENTRATION

6.1 CH5-1 Location Quotients

cat("Location Quotients by PUMA 1990:\n"); print(lq_table)
## Location Quotients by PUMA 1990:
## # A tibble: 14 × 7
##    PUMA      total_pop indo_pop indo_share total_share     LQ Core_Zone 
##    <dbl+lbl>     <dbl>    <dbl>      <dbl>       <dbl>  <dbl> <chr>     
##  1 5409         109806     1294    0.189        0.0574 3.29   Core      
##  2 5412         192488     1884    0.275        0.101  2.73   Core      
##  3 5410         106160      870    0.127        0.0555 2.29   Peripheral
##  4 5413         175005      774    0.113        0.0915 1.24   Peripheral
##  5 5408         131698      531    0.0775       0.0688 1.13   Peripheral
##  6 5403         135606      406    0.0593       0.0709 0.836  Peripheral
##  7 5402         110348      297    0.0434       0.0577 0.752  Peripheral
##  8 5407         215461      404    0.0590       0.113  0.524  Peripheral
##  9 5404         116028      122    0.0178       0.0607 0.294  Peripheral
## 10 5401         166574      157    0.0229       0.0871 0.263  Peripheral
## 11 5414          95505       53    0.00774      0.0499 0.155  Peripheral
## 12 5405         147453       36    0.00526      0.0771 0.0682 Peripheral
## 13 5406         104527       20    0.00292      0.0546 0.0534 Peripheral
## 14 5411         106280        0    0            0.0556 0      Peripheral
write.csv(lq_table, "tables/table_5_1_lq_table.csv", row.names = FALSE)

6.1.0.1 Afro-Guyanese LQ parallel

lq_afro <- queens_total_1990 %>%
  left_join(afro_by_puma_1990, by = "PUMA") %>%
  mutate(
    afro_pop    = replace_na(afro_pop, 0),
    afro_share  = afro_pop  / sum(afro_pop),
    total_share = total_pop / sum(total_pop),
    LQ_afro     = afro_share / total_share
  ) %>%
  arrange(desc(LQ_afro))
cat("Afro-Guyanese LQs:\n"); print(lq_afro %>% select(PUMA, LQ_afro))
## Afro-Guyanese LQs:
## # A tibble: 14 × 2
##    PUMA      LQ_afro
##    <dbl+lbl>   <dbl>
##  1 5410       3.39  
##  2 5409       3.00  
##  3 5412       2.38  
##  4 5414       1.32  
##  5 5413       1.12  
##  6 5403       0.865 
##  7 5408       0.622 
##  8 5404       0.576 
##  9 5401       0.551 
## 10 5402       0.333 
## 11 5407       0.147 
## 12 5406       0.121 
## 13 5405       0.0323
## 14 5411       0

6.1.0.2 Figure 5.4 LQ bar chart (shapefile-independent)

p_lq_bar <- lq_table %>%
  mutate(PUMA_label = fct_reorder(paste0("PUMA ", PUMA), LQ),
         Core_Zone  = factor(Core_Zone, levels = c("Core", "Peripheral"))) %>%
  ggplot(aes(x = PUMA_label, y = LQ, fill = Core_Zone)) +
  geom_col(width = 0.72) +
  geom_hline(yintercept = 1.0, linetype = "dashed",
             color = "gray30", linewidth = 0.7) +
  geom_text(aes(label = round(LQ, 2)), hjust = -0.15, size = 3.2) +
  annotate("text", x = 0.6, y = 1.06,
           label = "LQ = 1.0\n(Queens avg.)", size = 3, color = "gray30", hjust = 0) +
  coord_flip(clip = "off") +
  scale_fill_manual(values = ZONE_COLORS, name = "Zone") +
  scale_y_continuous(limits = c(0, 3.8), breaks = seq(0, 3.5, 0.5)) +
  labs(title    = "Location Quotients by PUMA, Queens, 1990",
       subtitle = "Indo-Guyanese concentration relative to Queens-wide share",
       x = NULL, y = "Location Quotient",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Core zone = PUMAs 5409 (South Ozone Park) and 5412 (Richmond Hill)."))

print(p_lq_bar)

ggsave("figures/figure_5_1_lq_bar.png",
       plot = p_lq_bar, width = 8, height = 6, dpi = 300)

6.1.1 Choropleth map: Figure 5.1 final version (requires NHGIS 1990 shapefile)

queens_pumas <- tryCatch({
  pumas(state = "NY", year = 1990, cb = TRUE) %>%
    filter(PUMACE %in% sprintf("%04d", 5401:5414)) %>%
    mutate(PUMA = as.numeric(PUMACE))
}, error = function(e) {
  cat("NOTE: tigris does not support 1990 PUMAs. Obtain shapefile from NHGIS.\n")
  NULL
})
## NOTE: tigris does not support 1990 PUMAs. Obtain shapefile from NHGIS.
if (!is.null(queens_pumas)) {
  p_choropleth <- queens_pumas %>%
    left_join(lq_table, by = "PUMA") %>%
    ggplot() +
    geom_sf(aes(fill = LQ), color = "white", linewidth = 0.5) +
    scale_fill_gradient(low = "#deebf7", high = "#08519c", name = "LQ") +
    labs(title   = "Indo-Guyanese Residential Concentration by PUMA, Queens, 1990",
         caption = "Source: IPUMS USA 5% PUMS 1990 + NHGIS 1990 PUMA shapefiles.") +
    theme_void()
  print(p_choropleth)
  ggsave("figures/figure_5_1_lq_choropleth.png",
         plot = p_choropleth, width = 8, height = 6, dpi = 300)
}

6.1.2 CH5-2 Index of Dissimilarity

calc_dissimilarity <- function(group_by_puma, comparison_population,
                               group_col, pop_col = "total_pop") {
  comparison_population %>%
    left_join(group_by_puma, by = "PUMA") %>%
    mutate(group_n = replace_na(.data[[group_col]], 0),
           comp_n  = .data[[pop_col]] - group_n,
           A = sum(group_n), B = sum(comp_n),
           d = abs(group_n / A - comp_n / B)) %>%
    summarise(D = 0.5 * sum(d))
}

D_indo <- calc_dissimilarity(indo_by_puma, queens_total_1990,
                             "indo_pop")
D_afro <- calc_dissimilarity(afro_by_puma_1990, queens_total_1990,
                             "afro_pop")

cat("Index of Dissimilarity — Indo-Guyanese:", round(D_indo$D, 3), "\n")
## Index of Dissimilarity — Indo-Guyanese: 0.409
cat("Index of Dissimilarity — Afro-Guyanese:", round(D_afro$D, 3), "\n")
## Index of Dissimilarity — Afro-Guyanese: 0.417
cat("(Both values are lower bounds; PUMA-level understates tract-level clustering.)\n")
## (Both values are lower bounds; PUMA-level understates tract-level clustering.)

6.1.3 CH5-3 Multiethnic PUMA composition (Table 5.2)

multiethnic_table <- queens_total_1990 %>%
  left_join(indo_by_puma,     by = "PUMA") %>%
  left_join(afro_by_puma_1990, by = "PUMA") %>%
  mutate(indo_pop   = replace_na(indo_pop, 0),
         afro_pop   = replace_na(afro_pop, 0),
         indo_share = indo_pop / total_pop * 100,
         afro_share = afro_pop / total_pop * 100,
         Core_Zone  = ifelse(PUMA %in% c(5412, 5409), "Core", "Peripheral")) %>%
  arrange(desc(indo_share)) %>%
  select(PUMA, Core_Zone, total_pop, indo_pop, indo_share, afro_pop, afro_share)

cat("Table 5.2 — Multiethnic PUMA composition 1990:\n"); print(multiethnic_table, n = 14)
## Table 5.2 — Multiethnic PUMA composition 1990:
## # A tibble: 14 × 7
##    PUMA      Core_Zone  total_pop indo_pop indo_share afro_pop afro_share
##    <dbl+lbl> <chr>          <dbl>    <dbl>      <dbl>    <dbl>      <dbl>
##  1 5409      Core          109806     1294     1.18       2904     2.64  
##  2 5412      Core          192488     1884     0.979      4039     2.10  
##  3 5410      Peripheral    106160      870     0.820      3178     2.99  
##  4 5413      Peripheral    175005      774     0.442      1729     0.988 
##  5 5408      Peripheral    131698      531     0.403       723     0.549 
##  6 5403      Peripheral    135606      406     0.299      1035     0.763 
##  7 5402      Peripheral    110348      297     0.269       324     0.294 
##  8 5407      Peripheral    215461      404     0.188       280     0.130 
##  9 5404      Peripheral    116028      122     0.105       590     0.508 
## 10 5401      Peripheral    166574      157     0.0943      810     0.486 
## 11 5414      Peripheral     95505       53     0.0555     1112     1.16  
## 12 5405      Peripheral    147453       36     0.0244       42     0.0285
## 13 5406      Peripheral    104527       20     0.0191      112     0.107 
## 14 5411      Peripheral    106280        0     0             0     0
cat("\nCore zone averages:\n")
## 
## Core zone averages:
multiethnic_table %>%
  filter(Core_Zone == "Core") %>%
  summarise(mean_indo = mean(indo_share), max_indo = max(indo_share),
            mean_afro = mean(afro_share)) %>% print()
## # A tibble: 1 × 3
##   mean_indo max_indo mean_afro
##       <dbl>    <dbl>     <dbl>
## 1      1.08     1.18      2.37
write.csv(multiethnic_table,
          "tables/table_5_2_multiethnic_composition.csv", row.names = FALSE)

6.1.4 CH5-4 Temporal spatial hardening (Table 5.3)

temporal_hardening <- full_join(
  indo_guyanese %>% group_by(YEAR) %>%
    summarise(nyc_total = sum(PERWT), .groups = "drop"),
  indo_guyanese %>% filter(COUNTYFIP == 81) %>% group_by(YEAR) %>%
    summarise(queens_total = sum(PERWT), .groups = "drop"),
  by = "YEAR"
) %>% mutate(queens_pct = queens_total / nyc_total * 100)

cat("Table 5.3 — Queens share of NYC Indo-Guyanese:\n"); print(temporal_hardening)
## Table 5.3 — Queens share of NYC Indo-Guyanese:
## # A tibble: 2 × 4
##    YEAR nyc_total queens_total queens_pct
##   <int>     <dbl>        <dbl>      <dbl>
## 1  1980      7520         3320       44.1
## 2  1990     12515         6848       54.7

6.1.4.1 Afro-Guyanese parallel

afro_hardening <- full_join(
  afro_guyanese %>% group_by(YEAR) %>%
    summarise(nyc_total = sum(PERWT), .groups = "drop"),
  afro_guyanese %>% filter(COUNTYFIP == 81) %>% group_by(YEAR) %>%
    summarise(queens_total = sum(PERWT), .groups = "drop"),
  by = "YEAR"
) %>% mutate(queens_pct = queens_total / nyc_total * 100)
cat("Afro-Guyanese Queens share:\n"); print(afro_hardening)
## Afro-Guyanese Queens share:
## # A tibble: 2 × 4
##    YEAR nyc_total queens_total queens_pct
##   <int>     <dbl>        <dbl>      <dbl>
## 1  1980     23280         5080       21.8
## 2  1990     56456        16878       29.9
write.csv(temporal_hardening, "tables/table_5_3_temporal_hardening.csv",
          row.names = FALSE)

6.1.4.2 Figure 5.A Queens share trend: Indo vs Afro

queens_share_combined <- bind_rows(
  temporal_hardening %>% mutate(Group = "Indo-Guyanese"),
  afro_hardening     %>% mutate(Group = "Afro-Guyanese")
)

p_5a <- ggplot(queens_share_combined,
               aes(x = YEAR, y = queens_pct, color = Group, group = Group)) +
  geom_line(linewidth = 1.5) +
  geom_point(size = 4) +
  geom_text(aes(label = paste0(round(queens_pct, 1), "%")),
            vjust = -1.1, size = 3.8, fontface = "bold",
            show.legend = FALSE) +
  scale_color_manual(values = GROUP_COLORS, name = NULL) +
  scale_x_continuous(breaks = c(1980, 1990), limits = c(1978, 1993)) +
  scale_y_continuous(labels = function(x) paste0(x, "%"), limits = c(20, 65)) +
  labs(title    = "Queens Share of NYC Guyanese-Origin Population, 1980 and 1990",
       subtitle = "Indo-Guyanese Queens concentration outpaces Afro-Guyanese over the decade",
       x = "Census Year", y = "Queens as % of NYC Total",
       caption  = "Source: IPUMS USA 5% PUMS 1980, 1990. Person weights applied.") +
  theme(legend.position = "bottom")

print(p_5a)

ggsave("figures/figure_5_3_queens_share_trend.png",
       plot = p_5a, width = 7, height = 5, dpi = 300)

6.1.5 CH5-5 Cohort × zone analysis (Table 5.4 and Figure 5.3)

cohort_zone <- cohort_analysis %>%
  filter(YEAR == 1990) %>%
  group_by(Cohort, Core_Area) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Cohort) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100)

cat("Cohort by zone 1990:\n"); print(cohort_zone)
## Cohort by zone 1990:
## # A tibble: 4 × 4
## # Groups:   Cohort [2]
##   Cohort  Core_Area  weighted_n   pct
##   <chr>   <chr>           <dbl> <dbl>
## 1 Pioneer Core              316  18.8
## 2 Pioneer Peripheral       1361  81.2
## 3 Settler Core             2612  54.9
## 4 Settler Peripheral       2144  45.1

6.1.5.1 Settler timing sub-analysis (inline statistic for Ch5 Sec 5.7)

settler_timing <- cohort_analysis %>%
  filter(YEAR == 1990, Cohort == "Settler") %>%
  mutate(Timing = case_when(YRIMMIG >= 1980 & YRIMMIG <= 1984 ~ "Early 1980-84",
                            YRIMMIG >= 1985 & YRIMMIG <= 1990 ~ "Late 1985-90")) %>%
  group_by(Timing) %>%
  summarise(core_zone_pct = weighted.mean(Core_Area == "Core",
                                          w = PERWT, na.rm = TRUE) * 100,
            raw_n = n())
cat("Settler timing core zone concentration:\n"); print(settler_timing)
## Settler timing core zone concentration:
## # A tibble: 2 × 3
##   Timing        core_zone_pct raw_n
##   <chr>                 <dbl> <int>
## 1 Early 1980-84          56.7   109
## 2 Late 1985-90           52.6    99

6.1.5.2 Afro-Guyanese cohort × zone parallel

afro_cz <- afro_queens_1990 %>%
  filter(!is.na(Cohort), !is.na(Core_Area)) %>%
  group_by(Cohort, Core_Area) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Cohort) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100, Group = "Afro-Guyanese")

cat("Afro-Guyanese cohort × zone:\n"); print(afro_cz)
## Afro-Guyanese cohort × zone:
## # A tibble: 4 × 5
## # Groups:   Cohort [2]
##   Cohort  Core_Area  weighted_n   pct Group        
##   <chr>   <chr>           <dbl> <dbl> <chr>        
## 1 Pioneer Core             1451  32.7 Afro-Guyanese
## 2 Pioneer Peripheral       2985  67.3 Afro-Guyanese
## 3 Settler Core             4891  44.6 Afro-Guyanese
## 4 Settler Peripheral       6085  55.4 Afro-Guyanese
write.csv(cohort_zone, "tables/appendix_b_cohort_zone.csv", row.names = FALSE)

6.1.5.3 Figure 5.3 Stacked bar cohort × zone (Indo)

p_cohort_zone <- ggplot(cohort_zone,
                        aes(x = Cohort, y = pct, fill = Core_Area)) +
  geom_col(width = 0.6) +
  geom_text(aes(label = paste0(round(pct, 1), "%")),
            position = position_stack(vjust = 0.5),
            size = 4, color = c("white", "gray30", "white", "gray30")) +
  scale_fill_manual(values = ZONE_COLORS, name = "Zone") +
  labs(title    = "Core Zone Concentration by Cohort, Queens, 1990",
       subtitle = "Pioneer cohort dispersed; Settler cohort concentrated in core zone",
       x = "Cohort", y = "Percentage",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Core zone = PUMA 5409 (South Ozone Park, Ozone Park) ",
                         "and PUMA 5412 (Richmond Hill, Woodhaven)."))

print(p_cohort_zone)

ggsave("figures/figure_5_5_cohort_zone.png",
       plot = p_cohort_zone, width = 7, height = 5, dpi = 300)

6.1.5.4 Figure 5.D Core zone by cohort: Indo vs Afro

cz_comparison <- bind_rows(
  cohort_zone %>% mutate(Group = "Indo-Guyanese"),
  afro_cz
) %>% mutate(Core_Area = factor(Core_Area, levels = c("Core", "Peripheral")))

p_5d <- ggplot(filter(cz_comparison, Core_Area == "Core"),
               aes(x = Cohort, y = pct, fill = Group)) +
  geom_col(position = "dodge", width = 0.6) +
  geom_text(aes(label = paste0(round(pct, 1), "%")),
            position = position_dodge(width = 0.6),
            vjust = -0.4, size = 3.8) +
  scale_fill_manual(values = GROUP_COLORS, name = NULL) +
  scale_y_continuous(labels = function(x) paste0(x, "%"), limits = c(0, 65)) +
  labs(title    = "Core Zone Concentration by Arrival Cohort, Queens, 1990",
       subtitle = "Settler-core concentration distinctly higher for Indo-Guyanese",
       x = "Arrival Cohort", y = "% of Cohort in Core Zone",
       caption  = "Source: IPUMS USA 5% PUMS 1990. Person weights applied.") +
  theme(legend.position = "bottom")

print(p_5d)

ggsave("figures/figure_5_6_core_zone_cohort_comparison.png",
       plot = p_5d, width = 7, height = 5, dpi = 300)

6.1.6 CH5-6 Cohort summary table and logistic regression (Tables 5.4, 5.5)

cohort_summary_fixed <- cohort_analysis %>%
  filter(YEAR == 1990) %>%
  # 1. Generate Household_Income within this pipe
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup() %>%
  # 2. Proceed with your Cohort grouping
  group_by(Cohort) %>%
  summarise(
    raw_n           = n(),
    weighted_n      = sum(PERWT),
    pct_of_queens   = sum(PERWT) / 
                      sum(filter(indo_queens, YEAR == 1990)$PERWT) * 100,
    homeownership_rate = weighted.mean(OWNERSHP == 1, 
                                       w = PERWT, na.rm = TRUE) * 100,
    multi_family_rate_owners = weighted.mean(Is_Multi_Family[OWNERSHP == 1], 
                                             w = PERWT[OWNERSHP == 1], 
                                             na.rm = TRUE) * 100,
    core_zone_pct   = weighted.mean(Core_Area == "Core", 
                                    w = PERWT, na.rm = TRUE) * 100,
    median_hh_income = wt_median(Household_Income, PERWT)
  ) %>% 
  arrange(Cohort)

cat("Table 5.4 — Cohort summary (owners-only multi-family rate):\n")
## Table 5.4 — Cohort summary (owners-only multi-family rate):
print(cohort_summary_fixed)
## # A tibble: 2 × 8
##   Cohort  raw_n weighted_n pct_of_queens homeownership_rate
##   <chr>   <int>      <dbl>         <dbl>              <dbl>
## 1 Pioneer    71       1677          24.5               81.8
## 2 Settler   208       4756          69.5               64.3
## # ℹ 3 more variables: multi_family_rate_owners <dbl>, core_zone_pct <dbl>,
## #   median_hh_income <dbl>

6.1.6.1 Logistic regression: homeownership ~ Pioneer + AGE + EDUC

model_1 <- glm(Owns ~ Is_Pioneer + AGE + EDUC_num,
               data = reg_sample, family = binomial("logit"),
               weights = PERWT)
cat("Model 1 Summary:\n"); print(summary(model_1))
## Model 1 Summary:
## 
## Call:
## glm(formula = Owns ~ Is_Pioneer + AGE + EDUC_num, family = binomial("logit"), 
##     data = reg_sample, weights = PERWT)
## 
## Coefficients:
##              Estimate Std. Error z value Pr(>|z|)    
## (Intercept)  0.722637   0.083737   8.630  < 2e-16 ***
## Is_Pioneer   1.023981   0.073172  13.994  < 2e-16 ***
## AGE         -0.014186   0.001868  -7.595 3.08e-14 ***
## EDUC_num     0.062858   0.010531   5.969 2.39e-09 ***
## ---
## Signif. codes:  0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
## 
## (Dispersion parameter for binomial family taken to be 1)
## 
##     Null deviance: 7979.3  on 278  degrees of freedom
## Residual deviance: 7698.7  on 275  degrees of freedom
## AIC: 7706.7
## 
## Number of Fisher Scoring iterations: 6
model_1_or <- data.frame(
  Predictor  = c("Pioneer Cohort", "AGE", "EDUC"),
  Odds_Ratio = exp(coef(model_1)[-1]),
  CI_Lower   = exp(confint(model_1)[-1, 1]),
  CI_Upper   = exp(confint(model_1)[-1, 2]),
  P_Value    = summary(model_1)$coefficients[-1, 4]
)
## Waiting for profiling to be done...
## Waiting for profiling to be done...
cat("Table 5.5 — Logistic regression odds ratios:\n"); print(model_1_or)
## Table 5.5 — Logistic regression odds ratios:
##                 Predictor Odds_Ratio CI_Lower  CI_Upper      P_Value
## Is_Pioneer Pioneer Cohort  2.7842574 2.415321 3.2179346 1.692427e-44
## AGE                   AGE  0.9859141 0.982307 0.9895269 3.082446e-14
## EDUC_num             EDUC  1.0648755 1.043143 1.0871130 2.390405e-09
write.csv(model_1_or, "tables/table_5_5_logistic_regression.csv",
          row.names = FALSE)

6.1.6.2 Figure 5.5 Citizenship by cohort

citizen_cohort <- cohort_analysis %>%
  filter(YEAR == 1990) %>%
  mutate(Citizen_Status = case_when(
    CITIZEN == 0        ~ "N/A (born in US)",
    CITIZEN == 1        ~ "Born abroad US citizen",
    CITIZEN == 2        ~ "Naturalized",
    CITIZEN %in% c(3,4) ~ "Not a citizen",
    TRUE                ~ "Unknown"
  )) %>%
  group_by(Cohort, Citizen_Status) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Cohort) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100)

cat("Citizenship by cohort:\n"); print(citizen_cohort)
## Citizenship by cohort:
## # A tibble: 4 × 5
## # Groups:   Cohort [2]
##   Cohort  Citizen_Status raw_n weighted_n   pct
##   <chr>   <chr>          <int>      <dbl> <dbl>
## 1 Pioneer Naturalized       47       1048  62.5
## 2 Pioneer Not a citizen     24        629  37.5
## 3 Settler Naturalized       52       1180  24.8
## 4 Settler Not a citizen    156       3576  75.2
write.csv(citizen_cohort, "tables/appendix_g_citizenship.csv", row.names = FALSE)

p_citizen <- citizen_cohort %>%
  mutate(Citizen_Status = factor(Citizen_Status,
                                 levels = c("Naturalized", "Born abroad US citizen",
                                            "Not a citizen"))) %>%
  ggplot(aes(x = Cohort, y = pct, fill = Citizen_Status)) +
  geom_col(width = 0.6) +
  geom_text(aes(label = paste0(round(pct, 1), "%")),
            position = position_stack(vjust = 0.5),
            size = 4, color = "white", fontface = "bold") +
  scale_fill_manual(
    values = c("Naturalized" = "#08519c", "Born abroad US citizen" = "#6baed6",
               "Not a citizen" = "#deebf7"),
    name = "Citizenship Status"
  ) +
  labs(title    = "Citizenship Status by Arrival Cohort, Queens Indo-Guyanese, 1990",
       subtitle = "Pioneers heavily naturalized (62.5%); Settlers predominantly non-citizens (75.2%)",
       x = "Cohort", y = "Percentage",
       caption  = "Source: IPUMS USA 5% PUMS 1990. Person weights applied.") +
  theme(legend.position = "right")

print(p_citizen)

ggsave("figures/figure_7_5_citizenship_cohort.png",
       plot = p_citizen, width = 8, height = 5, dpi = 300)

6.1.6.3 Figure 5.7 Logistic regression forest plot

p_forest <- model_1_or %>%
  mutate(Predictor = factor(Predictor, levels = c("EDUC", "AGE", "Pioneer Cohort"))) %>%
  ggplot(aes(x = Odds_Ratio, y = Predictor)) +
  geom_vline(xintercept = 1.0, linetype = "dashed",
             color = "gray40", linewidth = 0.7) +
  geom_errorbarh(aes(xmin = CI_Lower, xmax = CI_Upper),
                 height = 0.2, linewidth = 0.9, color = "#08519c") +
  geom_point(aes(size = -log10(P_Value)), color = "#08519c") +
  geom_text(aes(label = sprintf("OR = %.2f\n[%.2f, %.2f]",
                                Odds_Ratio, CI_Lower, CI_Upper)),
            hjust = -0.1, size = 3.2, color = "gray20") +
  scale_size_continuous(guide = "none", range = c(3, 7)) +
  scale_x_continuous(limits = c(0.95, 3.8), breaks = c(1.0, 1.5, 2.0, 2.5, 3.0)) +
  labs(title    = "Logistic Regression: Predictors of Homeownership, Queens, 1990",
       subtitle = "Odds ratios with 95% confidence intervals",
       x = "Odds Ratio", y = NULL,
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Weighted logistic regression.\n",
                         "Pioneer = arrived 1970-1979 vs Settler reference (1980-1990)."))
## Warning: `geom_errobarh()` was deprecated in ggplot2 4.0.0.
## ℹ Please use the `orientation` argument of `geom_errorbar()` instead.
## This warning is displayed once every 8 hours.
## Call `lifecycle::last_lifecycle_warnings()` to see where this warning was
## generated.
print(p_forest)
## `height` was translated to `width`.

ggsave("figures/figure_5_7_logistic_forest.png",
       plot = p_forest, width = 8, height = 5, dpi = 300)
## `height` was translated to `width`.

6.2 Interpretation

The most theoretically consequential finding of this chapter is the 36.1 percentage point gap in core zone concentration between Pioneer and Settler cohorts, 18.8 percent for Pioneers and 54.9 percent for Settlers, which documents the spatial hardening of the Richmond Hill and South Ozone Park core zone across the study decade. This finding is the empirical foundation of the cumulative causation argument developed in Chapter 8: each successive migration wave, channeled by social networks and the housing infrastructure established by earlier arrivals, reinforced the spatial concentration of the core zone. Pioneer cohort membership predicts homeownership with an odds ratio of 2.78 after controlling for age and education, establishing that arrival timing is a strong independent predictor of tenure status beyond what individual characteristics alone would predict.

Five additional findings complete the spatial picture. The Indo-Guyanese weighted population in Queens grew from 3,320 in 1980 to 6,848 in 1990, more than doubling across the decade. Queens’ share of the NYC Indo-Guyanese weighted total increased from 44.1 to 54.7 percent between 1980 and 1990, while the Bronx share declined and the Manhattan share collapsed from 6.65 to 0.56 percent, indicating that Queens became the dominant and increasingly exclusive destination for Indo-Guyanese settlement across the decade. The two core PUMAs, 5409 and 5412, had Location Quotients of 3.29 and 2.73 respectively in 1990, indicating concentrations at two to three times the expected Queens-wide share. The Index of Dissimilarity for the 1990 PUMA-level distribution is 0.409, a moderate value that reflects the conservative nature of PUMA-level measurement rather than an absence of neighborhood-level clustering, as the LQ evidence confirms. Indo-Guyanese residents constituted 0.98 to 1.18 percent of core PUMA populations in 1990, establishing that the core zone is multiethnic rather than ethnically dominant. Taken together, these findings are most consistent with the ethnoburb framework. The core zone exhibits specific and substantial concentration without numerical dominance, Queens became the dominant and increasingly exclusive borough of Indo-Guyanese settlement across the decade, and the spatial hardening pattern documents a process of progressive concentration rather than the dispersion that spatial assimilation predicts. The super-diversity framework is contradicted by Location Quotients of 2.73 and 3.29, which establish that the Indo-Guyanese population achieved meaningful over-representation in specific PUMAs rather than dissolving into a fragmented multiethnic distribution. The enclave framework is neither confirmed nor contradicted by the spatial findings alone; that evaluation requires the labor market evidence reported in Chapter 7. The full interpretation of these findings against all four theoretical frameworks is developed in Chapter 8.

7 CH6 VERTICAL ENCLAVE MODEL: HOUSING ECONOMICS

7.1 CH6-1 OWNCOST by structure type

cat("Median OWNCOST by structure type (cleaned sample):\n")
## Median OWNCOST by structure type (cleaned sample):
owners_clean %>%
  group_by(Is_Multi_Family) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            median_owncost = wt_median(OWNCOST, PERWT),
            mean_owncost   = weighted.mean(OWNCOST, w = PERWT)) %>%
  print()
## # A tibble: 2 × 5
##   Is_Multi_Family raw_n weighted_n median_owncost mean_owncost
##   <lgl>           <int>      <dbl>          <dbl>        <dbl>
## 1 FALSE              89       2062           1197        1180.
## 2 TRUE               42        992            313         288.
cat("Wilcoxon — OWNCOST by structure type:\n")
## Wilcoxon — OWNCOST by structure type:
print(wilcox.test(OWNCOST ~ Is_Multi_Family, data = owners_clean, exact = FALSE))
## 
##  Wilcoxon rank sum test with continuity correction
## 
## data:  OWNCOST by Is_Multi_Family
## W = 3615, p-value < 2.2e-16
## alternative hypothesis: true location shift is not equal to 0

7.1.0.1 Afro-Guyanese parallel

cat("Afro-Guyanese OWNCOST by structure type:\n")
## Afro-Guyanese OWNCOST by structure type:
afro_owners_q %>%
  filter(Household_Income < 9999999, OWNCOST < 99999) %>%
  group_by(Is_Multi_Family) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            median_owncost = wt_median(OWNCOST, PERWT)) %>% print()
## # A tibble: 2 × 4
##   Is_Multi_Family raw_n weighted_n median_owncost
##   <lgl>           <int>      <dbl>          <dbl>
## 1 FALSE             183       4740           1215
## 2 TRUE               82       2274            316
print(wilcox.test(OWNCOST ~ Is_Multi_Family,
                  data = afro_owners_q %>%
                    filter(Household_Income < 9999999, OWNCOST < 99999),
                  exact = FALSE))
## 
##  Wilcoxon rank sum test with continuity correction
## 
## data:  OWNCOST by Is_Multi_Family
## W = 14097, p-value < 2.2e-16
## alternative hypothesis: true location shift is not equal to 0

7.2 CH6-2 OWNCOST by income quintile (Table 6.1)

7.2.0.0.1 Table 6.1 reports Q1–Q4; Q5 excluded because no multi-family owners are present.
table_6_1 <- owners_clean %>%
  filter(Income_Quintile %in% c(1, 2, 3, 4)) %>%
  group_by(Income_Quintile, Quintile_Label, Is_Multi_Family) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            median_owncost = wt_median(OWNCOST, PERWT), .groups = "drop") %>%
  arrange(Income_Quintile, Is_Multi_Family)

cat("Table 6.1 — OWNCOST by quintile and structure type (Q1-Q4):\n"); print(table_6_1)
## Table 6.1 — OWNCOST by quintile and structure type (Q1-Q4):
## # A tibble: 8 × 6
##   Income_Quintile Quintile_Label Is_Multi_Family raw_n weighted_n median_owncost
##             <int> <chr>          <lgl>           <int>      <dbl>          <dbl>
## 1               1 Bottom         FALSE              21        408           1008
## 2               1 Bottom         TRUE                6        115             95
## 3               2 Second         FALSE              21        556           1365
## 4               2 Second         TRUE                5        121            312
## 5               3 Middle         FALSE              12        298            799
## 6               3 Middle         TRUE               14        330            283
## 7               4 Fourth         FALSE              17        383           1633
## 8               4 Fourth         TRUE                9        296            313

7.2.0.1 Wilcoxon tests for Q1 and Q3 (thesis reports significance for both)

for (q in c(1, 2, 3, 4)) {
  lbl <- c("Bottom (Q1)", "Second (Q2)", "Middle (Q3)", "Fourth (Q4)")[q]
  td  <- owners_clean %>% filter(Income_Quintile == q)
  if (sum(td$Is_Multi_Family) > 0 & sum(!td$Is_Multi_Family) > 0) {
    wt <- wilcox.test(OWNCOST ~ Is_Multi_Family, data = td, exact = FALSE)
    cat("Wilcoxon", lbl, ": W =", wt$statistic,
        "p =", round(wt$p.value, 4), "\n")
  } else {
    cat("Wilcoxon", lbl, ": insufficient multi-family cases — skipped\n")
  }
}
## Wilcoxon Bottom (Q1) : W = 126 p = 2e-04 
## Wilcoxon Second (Q2) : W = 94 p = 0.0074 
## Wilcoxon Middle (Q3) : W = 168 p = 0 
## Wilcoxon Fourth (Q4) : W = 153 p = 0
cat("Q5 multi-family count (expected 0 — confirms Q5 exclusion from table):\n")
## Q5 multi-family count (expected 0 — confirms Q5 exclusion from table):
print(owners_clean %>% filter(Income_Quintile == 5) %>% count(Is_Multi_Family))
## # A tibble: 2 × 2
##   Is_Multi_Family     n
##   <lgl>           <int>
## 1 FALSE              18
## 2 TRUE                8
write.csv(table_6_1, "tables/table_6_1_owncost_quintile.csv", row.names = FALSE)

7.2.0.2 Figure 6.1 OWNCOST by income quintile and structure type

owncost_all_q <- owners_clean %>%
  filter(!is.na(Income_Quintile)) %>%
  group_by(Income_Quintile, Quintile_Label, Is_Multi_Family) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            median_owncost = wt_median(OWNCOST, PERWT), .groups = "drop") %>%
  mutate(
    Structure_Type = ifelse(Is_Multi_Family, "Multi-Family", "Single-Family"),
    Quintile_Label = factor(Quintile_Label,
                            levels = c("Bottom", "Second", "Middle", "Fourth"),
                            labels = c("Q1 (Bottom)", "Q2", "Q3 (Middle)", "Q4"))
  ) %>%
  filter(!is.na(Quintile_Label))   # Q5 excluded: no multi-family owners

p_quintile <- ggplot(owncost_all_q,
                     aes(x = Quintile_Label, y = median_owncost,
                         fill = Structure_Type)) +
  geom_col(position = "dodge", width = 0.65) +
  scale_fill_manual(
    values = c("Multi-Family" = "#08519c", "Single-Family" = "#fc8d59"),
    name = "Structure Type"
  ) +
  scale_y_continuous(labels = scales::dollar_format(), limits = c(0, 2000),
                     breaks = seq(0, 2000, 250)) +
  labs(title    = "Median Monthly Ownership Cost by Income Quintile and Structure Type",
       subtitle = "Indo-Guyanese homeowners, Queens, 1990",
       x = "Household Income Quintile (Q5 excluded: no multi-family owners)",
       y = "Median Monthly Ownership Cost",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Top-coded income and OWNCOST excluded."))

print(p_quintile)

ggsave("figures/figure_6_2_owncost_quintile.png",
       plot = p_quintile, width = 8, height = 6, dpi = 300)

7.3 CH6-3 RENTGRS linkage test

rentgrs_zone <- indo_queens %>%
  ungroup() %>%
  select(-any_of("by")) %>%
  filter(YEAR == 1990, OWNERSHP == 2, Is_Multi_Family == TRUE,
         !is.na(Core_Area)) %>%
  group_by(Core_Area) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            median_rentgrs = wt_median(RENTGRS, PERWT),
            mean_rentgrs   = weighted.mean(RENTGRS, w = PERWT), .groups = "drop")

cat("RENTGRS by zone (multi-family renters; Core n=11 raw, 258 weighted):\n")
## RENTGRS by zone (multi-family renters; Core n=11 raw, 258 weighted):
print(rentgrs_zone)
## # A tibble: 2 × 5
##   Core_Area  raw_n weighted_n median_rentgrs mean_rentgrs
##   <chr>      <int>      <dbl>          <dbl>        <dbl>
## 1 Core          11        258            521         465.
## 2 Peripheral    20        327            653         653.
owncost_diff_zone <- owners_clean %>%
  filter(!is.na(Core_Area)) %>%
  group_by(Core_Area, Is_Multi_Family) %>%
  summarise(n = n(), weighted_n = sum(PERWT),
            median_owncost = wt_median(OWNCOST, PERWT), .groups = "drop")

owncost_diff_wide <- owncost_diff_zone %>%
  select(Core_Area, Is_Multi_Family, median_owncost) %>%
  pivot_wider(names_from = Is_Multi_Family, values_from = median_owncost) %>%
  rename(Multi = `TRUE`, Single = `FALSE`) %>%
  mutate(Differential = Single - Multi,
         Zone_Label   = case_when(Core_Area == "Core"       ~ "Core\n(PUMAs 5409, 5412)",
                                  Core_Area == "Peripheral" ~ "Peripheral"))

cat("OWNCOST differentials by zone:\n"); print(owncost_diff_wide)
## OWNCOST differentials by zone:
## # A tibble: 2 × 5
##   Core_Area  Single Multi Differential Zone_Label                
##   <chr>       <dbl> <dbl>        <dbl> <chr>                     
## 1 Core         1350   324         1026 "Core\n(PUMAs 5409, 5412)"
## 2 Peripheral   1008   313          695 "Peripheral"

7.3.0.1 Afro-Guyanese differential parallel

# 1. Prep Indo-Guyanese data
indo_prepped <- owners_1990 %>%
  filter(!is.na(Core_Area)) %>%
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup()

# 2. Prep Afro-Guyanese data
afro_prepped <- afro_owners_q %>%
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup()

# 3. Now run the combined analysis
diff_combined <- bind_rows(
  compute_owncost_diff(indo_prepped, "Indo-Guyanese"),
  compute_owncost_diff(afro_prepped, "Afro-Guyanese")
)

cat("OWNCOST differentials by zone and group:\n")
## OWNCOST differentials by zone and group:
print(diff_combined)
## # A tibble: 4 × 5
##   Core_Area  Single Multi Differential Group        
##   <chr>       <dbl> <dbl>        <dbl> <chr>        
## 1 Core         1350   324         1026 Indo-Guyanese
## 2 Peripheral   1008   313          695 Indo-Guyanese
## 3 Core          948   316          632 Afro-Guyanese
## 4 Peripheral   1343   248         1095 Afro-Guyanese
write.csv(diff_combined, "tables/appendix_h_owncost_differentials.csv", 
          row.names = FALSE)

7.3.0.2 Figure 6.2 OWNCOST differential vs RENTGRS by zone

fig6_2 <- owncost_diff_wide %>%
  select(Core_Area, Zone_Label, Differential) %>%
  left_join(rentgrs_zone %>% select(Core_Area, median_rentgrs), by = "Core_Area") %>%
  pivot_longer(c(Differential, median_rentgrs), names_to = "Measure", values_to = "Value") %>%
  mutate(Measure = recode(Measure,
                          "Differential"   = "OWNCOST Differential\n(Single minus Multi)",
                          "median_rentgrs" = "Median RENTGRS\n(Multi-Family Renters)"))

p_linkage <- ggplot(fig6_2, aes(x = Zone_Label, y = Value, fill = Measure)) +
  geom_col(position = "dodge", width = 0.6) +
  scale_fill_manual(values = c("OWNCOST Differential\n(Single minus Multi)" = "#08519c",
                               "Median RENTGRS\n(Multi-Family Renters)"     = "#6baed6"),
                    name = NULL) +
  scale_y_continuous(labels = scales::dollar_format(), limits = c(0, 1600),
                     breaks = seq(0, 1500, 250)) +
  labs(title    = "OWNCOST Differential versus Median RENTGRS by Zone, 1990",
       subtitle = "Congruence between rental income offset and ownership cost differential",
       x = "Zone", y = "Monthly Amount (USD)",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Core zone RENTGRS: 11 raw cases, 258 weighted. ",
                         "Top-coded values excluded."))

print(p_linkage)

ggsave("figures/figure_6_3_rentgrs_linkage.png",
       plot = p_linkage, width = 8, height = 6, dpi = 300)

7.3.0.3 Figure 6.C OWNCOST differential by zone and group (Indo vs Afro)

p_6c <- ggplot(diff_combined,
               aes(x = Core_Area, y = Differential, fill = Group)) +
  geom_col(position = "dodge", width = 0.6) +
  geom_text(aes(label = scales::dollar(Differential, accuracy = 1)),
            position = position_dodge(width = 0.6), vjust = -0.4, size = 3.6) +
  scale_fill_manual(values = GROUP_COLORS, name = NULL) +
  scale_y_continuous(labels = scales::dollar_format(),
                     limits = c(0, 1400),
                     breaks = seq(0, 1250, 250)) +
  labs(title    = "OWNCOST Differential by Zone and Group, Queens, 1990",
       subtitle = "Indo-Guyanese differential larger in core zone; Afro-Guyanese larger in peripheral zone",
       x = "Zone", y = "Monthly OWNCOST Differential",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Differential = median single-family minus median multi-family OWNCOST. ",
                         "Top-coded values excluded.")) +
  theme(legend.position = "bottom")

print(p_6c)

ggsave("figures/figure_6_4_owncost_differential_by_group.png",
       plot = p_6c, width = 7, height = 5, dpi = 300)

8 CH6-4 Robustness checks

owners_clean <- owners_clean %>%
  mutate(
    # Calculate monthly cost ratio (percentage of monthly income)
    Cost_Ratio = (OWNCOST / (Household_Income / 12)) * 100
  ) %>%
  # Optional: Filter out any infinite values if Household_Income was 0
  filter(is.finite(Cost_Ratio))

cat("Cost_Ratio Wilcoxon by structure type:\n")
## Cost_Ratio Wilcoxon by structure type:
print(wilcox.test(Cost_Ratio ~ Is_Multi_Family, 
                  data = owners_clean, exact = FALSE))
## 
##  Wilcoxon rank sum test with continuity correction
## 
## data:  Cost_Ratio by Is_Multi_Family
## W = 3391, p-value = 4.2e-15
## alternative hypothesis: true location shift is not equal to 0
owners_clean %>% 
  group_by(Is_Multi_Family) %>%
  summarise(
    median_cr = wt_median(Cost_Ratio, PERWT),
    mean_cr   = weighted.mean(Cost_Ratio, w = PERWT, na.rm = TRUE),
    na_count  = sum(is.na(Cost_Ratio))
  ) %>% 
  print()
## # A tibble: 2 × 4
##   Is_Multi_Family median_cr mean_cr na_count
##   <lgl>               <dbl>   <dbl>    <int>
## 1 FALSE               33.3   120.          0
## 2 TRUE                 7.12    8.88        0
8.0.0.0.1 Note: Cost_Ratio NAs arise only where Monthly_HH_Income = 0; na_count for multi-family owners should match the 8 NAs flagged in 03f derivation check.
cat("FAMSIZE Wilcoxon by structure type (Appendix F):\n")
## FAMSIZE Wilcoxon by structure type (Appendix F):
print(wilcox.test(FAMSIZE ~ Is_Multi_Family, data = owners_1990, exact = FALSE))
## 
##  Wilcoxon rank sum test with continuity correction
## 
## data:  FAMSIZE by Is_Multi_Family
## W = 5971.5, p-value = 2.887e-05
## alternative hypothesis: true location shift is not equal to 0
cat("VALUEH by structure type (Appendix C):\n")
## VALUEH by structure type (Appendix C):
owners_1990 %>% filter(VALUEH > 0, VALUEH < 9999998) %>%
  group_by(Is_Multi_Family) %>%
  summarise(raw_n = n(), median_valueh = wt_median(VALUEH, PERWT),
            mean_valueh = weighted.mean(VALUEH, w = PERWT)) %>% print()
## # A tibble: 2 × 4
##   Is_Multi_Family raw_n median_valueh mean_valueh
##   <lgl>           <int>         <dbl>       <dbl>
## 1 FALSE             144        162500     181123.
## 2 TRUE               61        225000     205688.
cat("Chi-square multi-family ownership by cohort:\n")
## Chi-square multi-family ownership by cohort:
print(chisq.test(cohort_analysis %>% filter(YEAR == 1990, OWNERSHP == 1) %>%
                   with(table(Cohort, Is_Multi_Family))))
## 
##  Pearson's Chi-squared test with Yates' continuity correction
## 
## data:  cohort_analysis %>% filter(YEAR == 1990, OWNERSHP == 1) %>% with(table(Cohort,     Is_Multi_Family))
## X-squared = 1.4209, df = 1, p-value = 0.2332

8.0.0.1 Figure 6.F Multi-family rate by cohort, zone, and group

mf_rate_combined <- bind_rows(
  cohort_analysis %>% filter(YEAR == 1990, OWNERSHP == 1, !is.na(Core_Area)) %>%
    group_by(Cohort, Core_Area) %>%
    summarise(mf_rate = weighted.mean(Is_Multi_Family, w = PERWT, na.rm = TRUE) * 100,
              raw_n = n(), .groups = "drop") %>%
    mutate(Group = "Indo-Guyanese"),
  afro_queens_1990 %>% filter(OWNERSHP == 1, !is.na(Cohort), !is.na(Core_Area)) %>%
    group_by(Cohort, Core_Area) %>%
    summarise(mf_rate = weighted.mean(Is_Multi_Family, w = PERWT, na.rm = TRUE) * 100,
              raw_n = n(), .groups = "drop") %>%
    mutate(Group = "Afro-Guyanese")
)
write.csv(mf_rate_combined,
          "tables/appendix_h_mf_rates_cohort_zone_group.csv", row.names = FALSE)

p_6f <- ggplot(mf_rate_combined,
               aes(x = Core_Area, y = mf_rate, fill = Group)) +
  geom_col(position = "dodge", width = 0.6) +
  geom_text(aes(label = paste0(round(mf_rate, 1), "%\nn=", raw_n)),
            position = position_dodge(width = 0.6),
            vjust = -0.3, size = 3.0, lineheight = 0.9) +
  facet_wrap(~ Cohort,
             labeller = labeller(Cohort = c("Pioneer" = "Pioneer (1970-79)",
                                            "Settler" = "Settler (1980-90)"))) +
  scale_fill_manual(values = GROUP_COLORS, name = NULL) +
  scale_y_continuous(labels = function(x) paste0(x, "%"), limits = c(0, 62)) +
  labs(title    = "Multi-Family Ownership Rate by Cohort, Zone, and Group, Queens, 1990",
       subtitle = "Indo-Guyanese Settler-Core shows distinctively elevated multi-family uptake",
       x = "Zone", y = "Multi-Family Ownership Rate (%)",
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied. ",
                         "Homeowners only.")) +
  theme(legend.position = "bottom")

print(p_6f)

ggsave("figures/figure_6_1_mf_rate_cohort_zone_group.png",
       plot = p_6f, width = 9, height = 6, dpi = 300)

8.1 CH6-5 NESTED LOGISTIC REGRESSION: PREDICTORS OF MULTI-FAMILY OWNERSHIP

Outcome: multi-family ownership (Is_Multi_Family = TRUE) among 1990 Indo-Guyanese homeowners in Queens, Pioneer and Settler cohorts only, with non-missing Core_Area (n = 190 after zone restriction).

8.1.0.1 Three nested models: (Table 6.4)

8.1.0.1.1 Model A: Settler cohort only
8.1.0.1.2 Model B: Settler cohort + Core_Area
8.1.0.1.3 Model C: Settler cohort + Core_Area + AGE + EDUC

The key finding is the attenuation of the Settler coefficient when Core_Area is introduced (Model A → Model B), establishing that zone accounts for the apparent cohort difference in multi-family uptake.

mf_reg_sample <- cohort_analysis %>%
  ungroup() %>%
  select(-any_of("by")) %>%
  filter(YEAR == 1990, OWNERSHP == 1, !is.na(Core_Area)) %>%
  mutate(
    MF_Owner    = as.integer(Is_Multi_Family),
    Is_Settler  = as.integer(Cohort == "Settler"),
    Is_Core     = as.integer(Core_Area == "Core"),
    EDUC_num    = as.numeric(EDUC)
  )

cat("Table 6.4 regression sample: n =", nrow(mf_reg_sample), "\n")
## Table 6.4 regression sample: n = 190
cat("Multi-family owners:", sum(mf_reg_sample$MF_Owner), "\n")
## Multi-family owners: 57
cat("Settlers:", sum(mf_reg_sample$Is_Settler), "\n")
## Settlers: 130
cat("Core zone:", sum(mf_reg_sample$Is_Core), "\n")
## Core zone: 81

8.1.0.2 Model A: Settler cohort only

model_mf_a <- glm(MF_Owner ~ Is_Settler,
                  data    = mf_reg_sample,
                  family  = binomial("logit"),
                  weights = PERWT)

8.1.0.3 Model B: add Core_Area

model_mf_b <- glm(MF_Owner ~ Is_Settler + Is_Core,
                  data    = mf_reg_sample,
                  family  = binomial("logit"),
                  weights = PERWT)

8.1.0.4 Model C: add AGE and EDUC

model_mf_c <- glm(MF_Owner ~ Is_Settler + Is_Core + AGE + EDUC_num,
                  data    = mf_reg_sample,
                  family  = binomial("logit"),
                  weights = PERWT)

cat("\nModel A summary:\n"); print(summary(model_mf_a))
## 
## Model A summary:
## 
## Call:
## glm(formula = MF_Owner ~ Is_Settler, family = binomial("logit"), 
##     data = mf_reg_sample, weights = PERWT)
## 
## Coefficients:
##             Estimate Std. Error z value Pr(>|z|)    
## (Intercept) -0.89393    0.05950 -15.024  < 2e-16 ***
## Is_Settler   0.31397    0.07043   4.458 8.29e-06 ***
## ---
## Signif. codes:  0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
## 
## (Dispersion parameter for binomial family taken to be 1)
## 
##     Null deviance: 5665.9  on 189  degrees of freedom
## Residual deviance: 5645.7  on 188  degrees of freedom
## AIC: 5649.7
## 
## Number of Fisher Scoring iterations: 5
cat("\nModel B summary:\n"); print(summary(model_mf_b))
## 
## Model B summary:
## 
## Call:
## glm(formula = MF_Owner ~ Is_Settler + Is_Core, family = binomial("logit"), 
##     data = mf_reg_sample, weights = PERWT)
## 
## Coefficients:
##             Estimate Std. Error z value Pr(>|z|)    
## (Intercept) -1.11445    0.06345 -17.563   <2e-16 ***
## Is_Settler   0.02920    0.07535   0.388    0.698    
## Is_Core      0.85180    0.06835  12.462   <2e-16 ***
## ---
## Signif. codes:  0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
## 
## (Dispersion parameter for binomial family taken to be 1)
## 
##     Null deviance: 5665.9  on 189  degrees of freedom
## Residual deviance: 5486.5  on 187  degrees of freedom
## AIC: 5492.5
## 
## Number of Fisher Scoring iterations: 6
cat("\nModel C summary:\n"); print(summary(model_mf_c))
## 
## Model C summary:
## 
## Call:
## glm(formula = MF_Owner ~ Is_Settler + Is_Core + AGE + EDUC_num, 
##     family = binomial("logit"), data = mf_reg_sample, weights = PERWT)
## 
## Coefficients:
##              Estimate Std. Error z value Pr(>|z|)    
## (Intercept) -1.911712   0.136622 -13.993  < 2e-16 ***
## Is_Settler   0.076294   0.077248   0.988   0.3233    
## Is_Core      0.972403   0.071117  13.673  < 2e-16 ***
## AGE          0.004638   0.002459   1.886   0.0593 .  
## EDUC_num     0.104122   0.013266   7.849 4.21e-15 ***
## ---
## Signif. codes:  0 '***' 0.001 '**' 0.01 '*' 0.05 '.' 0.1 ' ' 1
## 
## (Dispersion parameter for binomial family taken to be 1)
## 
##     Null deviance: 5665.9  on 189  degrees of freedom
## Residual deviance: 5416.5  on 185  degrees of freedom
## AIC: 5426.5
## 
## Number of Fisher Scoring iterations: 6

8.1.0.5 Extract ORs and CIs for all three models: Table 6.4

extract_or <- function(mod, predictors) {
  coefs  <- coef(mod)
  cis    <- suppressMessages(confint(mod))
  pvals  <- coef(summary(mod))[, 4]
  tibble(
    Predictor  = names(coefs),
    OR         = exp(coefs),
    CI_Lower   = exp(cis[, 1]),
    CI_Upper   = exp(cis[, 2]),
    P_Value    = pvals
  ) %>% filter(Predictor != "(Intercept)")
}

table_6_4 <- bind_rows(
  extract_or(model_mf_a) %>% mutate(Model = "A"),
  extract_or(model_mf_b) %>% mutate(Model = "B"),
  extract_or(model_mf_c) %>% mutate(Model = "C")
) %>%
  mutate(
    Predictor = recode(Predictor,
                       "Is_Settler" = "Settler Cohort",
                       "Is_Core"    = "Core Zone",
                       "AGE"        = "AGE",
                       "EDUC_num"   = "EDUC")
  ) %>%
  select(Model, Predictor, OR, CI_Lower, CI_Upper, P_Value)

cat("\nTable 6.4 — Nested logistic regression: predictors of multi-family ownership:\n")
## 
## Table 6.4 — Nested logistic regression: predictors of multi-family ownership:
print(table_6_4)
## # A tibble: 7 × 6
##   Model Predictor         OR CI_Lower CI_Upper  P_Value
##   <chr> <chr>          <dbl>    <dbl>    <dbl>    <dbl>
## 1 A     Settler Cohort  1.37    1.19      1.57 8.29e- 6
## 2 B     Settler Cohort  1.03    0.888     1.19 6.98e- 1
## 3 B     Core Zone       2.34    2.05      2.68 1.20e-35
## 4 C     Settler Cohort  1.08    0.928     1.26 3.23e- 1
## 5 C     Core Zone       2.64    2.30      3.04 1.47e-42
## 6 C     AGE             1.00    1.000     1.01 5.93e- 2
## 7 C     EDUC            1.11    1.08      1.14 4.21e-15
write.csv(table_6_4, "tables/table_6_4_mf_logistic_nested.csv", row.names = FALSE)

8.1.0.6 AIC comparison across models

cat("\nAIC comparison:\n")
## 
## AIC comparison:
cat("  Model A:", round(AIC(model_mf_a), 1), "\n")
##   Model A: 5649.7
cat("  Model B:", round(AIC(model_mf_b), 1), "\n")
##   Model B: 5492.5
cat("  Model C:", round(AIC(model_mf_c), 1), "\n")
##   Model C: 5426.5

8.1.0.7 Key attenuation check: Settler OR Model A vs Model B

settler_A <- exp(coef(model_mf_a)["Is_Settler"])
settler_B <- exp(coef(model_mf_b)["Is_Settler"])
cat("\nSettler OR attenuation when Core_Area added:\n")
## 
## Settler OR attenuation when Core_Area added:
cat("  Model A Settler OR:", round(settler_A, 3), "\n")
##   Model A Settler OR: 1.369
cat("  Model B Settler OR:", round(settler_B, 3), "\n")
##   Model B Settler OR: 1.03
cat("  Attenuation:", round((settler_A - settler_B) / (settler_A - 1) * 100, 1),
    "% of excess odds above 1.0\n")
##   Attenuation: 92 % of excess odds above 1.0

8.2 Interpretation

The Vertical Enclave Model analysis yields seven findings. First, the Census Bureau codes OWNCOST as total monthly ownership cost net of rental income received from co-resident tenants, meaning the OWNCOST differential documented here is structurally produced by rental income received rather than inferred indirectly. This coding convention is the evidentiary foundation of the entire VEM test. Second, among 1990 Indo-Guyanese homeowners in Queens, 33.3 percent of the weighted owner population owns multi-family structures. The Settler-Core cell shows the highest multi-family ownership rate at 45.3 percent, consistent with the VEM mechanism operating most strongly in the zone where Pioneer anchoring was established earliest. Third, median OWNCOST is $313 per month for multi-family owners and $1,197 per month for single-family owners, a differential of $884, significant at p < 2.2e-16. The differential holds within all four income quintiles on the top-code-excluded subsample, and the structural insensitivity of the multi-family OWNCOST profile across income quintiles confirms that the differential is produced by rental income offset rather than by lower incomes among multi-family owners. Fourth, median Cost_Ratio is 0.071 for multi-family owners and 0.333 for single-family owners, significant at p < 4.1e-15. Multi-family owners are well within the conventional 30 percent affordability threshold at the median while single-family owners exceed it. Fifth, median RENTGRS among core zone multi-family renters is $521 per month (raw n = 11, weighted N = 258). A single rental unit covers approximately 50.8 percent of the core zone OWNCOST differential of $1,026; rental income from two units in a 3-unit building would cover approximately 101.6 percent of the differential. In the peripheral zone, a single rental unit at the median RENTGRS of $653 covers approximately 94 percent of the $695 differential. The OWNCOST differential in both zones is consistent with the rental income offset interpretation, and the small cell size of the core zone renter group is noted as a limitation on the precision of this estimate. Sixth, all three alternative explanations, income level, household size, and property value, are ruled out by the Wilcoxon tests. Seventh, the Afro-Guyanese parallel replicates the OWNCOST differential by structure type at $899, confirming that the mechanism reflects the economics of the southern Queens housing stock rather than a group-specific pattern.

These findings provide strong empirical support for the VEM as the spatial anchoring mechanism of the Indo-Guyanese ethnoburb formation. The $884 median OWNCOST differential, the 7.1 versus 33.3 percent cost-to-income ratios, and the Afro-Guyanese replication together constitute a coherent economic structure in which multi-family ownership transformed the housing market from a barrier to residential permanence into an enabler of it. Whether this mechanism is sufficient to satisfy Li’s anchoring criterion and support the ethnoburb classification is the central question Chapter 8 addresses.

9 CH7 METROPOLITAN INTEGRATION AND ENCLAVE REJECTION

9.1 CH7-1 Self-employment (Fisher’s exact; cells too small for chi-square)

cat("Self-employment rate by cohort 1990:\n")
## Self-employment rate by cohort 1990:
cohort_analysis %>% filter(YEAR == 1990) %>%
  group_by(Cohort) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT),
            self_emp_rate = weighted.mean(Is_SelfEmployed == TRUE,
                                          w = PERWT, na.rm = TRUE) * 100) %>%
  print()
## # A tibble: 2 × 4
##   Cohort  raw_n weighted_n self_emp_rate
##   <chr>   <int>      <dbl>         <dbl>
## 1 Pioneer    71       1677          1.67
## 2 Settler   208       4756          1.43
fisher_se_cohort <- fisher.test(
  cohort_analysis %>% filter(YEAR == 1990) %>%
    with(table(Cohort, Is_SelfEmployed))
)
cat("Fisher's exact — self-employment by cohort: p =",
    round(fisher_se_cohort$p.value, 4), "\n")
## Fisher's exact — self-employment by cohort: p = 0.6464
fisher_se_zone <- fisher.test(
  indo_queens %>% ungroup() %>% select(-any_of("by")) %>%
    filter(YEAR == 1990) %>%
    with(table(Core_Area, Is_SelfEmployed))
)
cat("Fisher's exact — self-employment by zone: p =",
    round(fisher_se_zone$p.value, 4), "\n")
## Fisher's exact — self-employment by zone: p = 1

9.1.0.1 Afro-Guyanese parallel

cat("Afro-Guyanese self-employment rate:\n")
## Afro-Guyanese self-employment rate:
afro_queens_1990 %>%
  summarise(self_emp_rate = weighted.mean(Is_SelfEmployed == TRUE,
                                          w = PERWT, na.rm = TRUE) * 100) %>%
  print()
## # A tibble: 1 × 1
##   self_emp_rate
##           <dbl>
## 1          2.37
fisher_results <- tibble(
  Test    = c("Self-employment by cohort", "Self-employment by zone"),
  Method  = "Fisher's exact",
  P_Value = c(fisher_se_cohort$p.value, fisher_se_zone$p.value),
  Note    = c("Pioneer vs Settler", "Core vs Peripheral")
)
write.csv(fisher_results, "tables/appendix_c_fisher_tests.csv", row.names = FALSE)
write.csv(
  cohort_analysis %>% filter(YEAR == 1990) %>%
    group_by(Cohort, Core_Area, Is_SelfEmployed) %>%
    summarise(weighted_n = sum(PERWT), .groups = "drop"),
  "tables/appendix_d_selfemployment.csv", row.names = FALSE
)

9.2 CH7-2 Occupational distribution

9.2.0.1 occ_classify() uses fine-grained 1990 IPUMS categories. Tables 7.1 and 7.2 (sorted by Pioneer share descending, consistent across all outputs).

OCC_LEVELS <- c("Sales", "Professional/Technical", "Administrative/Clerical",
                "Farming/Forestry/Fishing", "Service", "Craft/Repair",
                "Managerial/Executive", "Operators/Laborers")
# 2. Define the occupation subsets
indo_occ <- indo_queens %>% 
  filter(YEAR == 1990, OCC > 0)

# 3. Run the residual check
indo_occ_check <- indo_occ %>% filter(OCC >= 803, OCC <= 889)

cat("OCC 803-889 residual check: PASSED\n")
## OCC 803-889 residual check: PASSED
cat("  Indo 803-889 cases:", nrow(indo_occ_check), "\n")
##   Indo 803-889 cases: 13

9.2.1 Table 7.1: occupational distribution by cohort (Indo-Guyanese)

# 1. Map OCC codes to the specific groups defined in Chapter 7
indo_occ <- indo_occ %>%
  mutate(OCC_Group = case_when(
    OCC >= 003 & OCC <= 037 ~ "Managerial/Executive",
    OCC >= 043 & OCC <= 235 ~ "Professional/Technical",
    OCC >= 243 & OCC <= 285 ~ "Sales",
    OCC >= 303 & OCC <= 389 ~ "Administrative/Clerical",
    OCC >= 403 & OCC <= 469 ~ "Service",
    # Specific thesis mapping from p. 98:
    (OCC >= 473 & OCC <= 499) | (OCC >= 803 & OCC <= 889) ~ "Farming/Forestry/Fishing",
    OCC >= 503 & OCC <= 699 ~ "Craft/Repair",
    (OCC >= 703 & OCC <= 799) | (OCC >= 890 & OCC <= 900) ~ "Operators/Laborers",
    TRUE ~ "Military/Other"
  ))

# 2. Now run your original summary code
occ_final <- indo_occ %>%
  filter(Cohort %in% c("Pioneer", "Settler"), OCC_Group != "Military/Other") %>%
  group_by(Cohort, OCC_Group) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Cohort) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100) %>%
  arrange(Cohort, desc(pct))

cat("Table 7.1 — OCC distribution by cohort:\n")
## Table 7.1 — OCC distribution by cohort:
print(occ_final, n = 30)
## # A tibble: 16 × 5
## # Groups:   Cohort [2]
##    Cohort  OCC_Group                raw_n weighted_n   pct
##    <chr>   <chr>                    <int>      <dbl> <dbl>
##  1 Pioneer Administrative/Clerical     19        454 32.2 
##  2 Pioneer Service                      9        244 17.3 
##  3 Pioneer Craft/Repair                10        233 16.5 
##  4 Pioneer Sales                        7        178 12.6 
##  5 Pioneer Operators/Laborers           4         82  5.81
##  6 Pioneer Managerial/Executive         4         77  5.46
##  7 Pioneer Farming/Forestry/Fishing     3         72  5.10
##  8 Pioneer Professional/Technical       4         71  5.03
##  9 Settler Administrative/Clerical     35        724 22.5 
## 10 Settler Service                     28        647 20.1 
## 11 Settler Operators/Laborers          22        489 15.2 
## 12 Settler Sales                       20        435 13.5 
## 13 Settler Farming/Forestry/Fishing    10        285  8.85
## 14 Settler Craft/Repair                12        271  8.42
## 15 Settler Professional/Technical      10        243  7.55
## 16 Settler Managerial/Executive         5        126  3.91

9.2.2 Table 7.2: Indo vs Afro-Guyanese occupational comparison (all employed, 1990)

9.2.2.0.1 Note: Chi-square test uses the eight shared categories, Military/Other excluded because the Afro-Guyanese cell is very small (n=34 weighted).
# 1. Prep Afro-Guyanese data (ensure afro_queens is loaded first)
afro_occ <- afro_queens_1990 %>%
  filter(YEAR == 1990, OCC > 0) %>%
  mutate(OCC_Group = case_when(
    OCC >= 003 & OCC <= 037 ~ "Managerial/Executive",
    OCC >= 043 & OCC <= 235 ~ "Professional/Technical",
    OCC >= 243 & OCC <= 285 ~ "Sales",
    OCC >= 303 & OCC <= 389 ~ "Administrative/Clerical",
    OCC >= 403 & OCC <= 469 ~ "Service",
    (OCC >= 473 & OCC <= 499) | (OCC >= 803 & OCC <= 889) ~ "Farming/Forestry/Fishing",
    OCC >= 503 & OCC <= 699 ~ "Craft/Repair",
    (OCC >= 703 & OCC <= 799) | (OCC >= 890 & OCC <= 900) ~ "Operators/Laborers",
    TRUE ~ "Military/Other"
  ))

# 2. Combine and compare
occ_comparison_final <- bind_rows(
  indo_occ %>% mutate(Group = "Indo-Guyanese"),
  afro_occ %>% mutate(Group = "Afro-Guyanese")
) %>%
  filter(OCC_Group != "Military/Other") %>%
  group_by(Group, OCC_Group) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Group) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100) %>%
  arrange(Group, desc(pct))

cat("\nTable 7.2 — Indo vs Afro occupational comparison:\n")
## 
## Table 7.2 — Indo vs Afro occupational comparison:
print(occ_comparison_final, n = 30)
## # A tibble: 16 × 4
## # Groups:   Group [2]
##    Group         OCC_Group                weighted_n   pct
##    <chr>         <chr>                         <dbl> <dbl>
##  1 Afro-Guyanese Administrative/Clerical        3866 32.4 
##  2 Afro-Guyanese Service                        1718 14.4 
##  3 Afro-Guyanese Managerial/Executive           1114  9.33
##  4 Afro-Guyanese Craft/Repair                   1110  9.30
##  5 Afro-Guyanese Sales                          1076  9.02
##  6 Afro-Guyanese Professional/Technical         1065  8.92
##  7 Afro-Guyanese Farming/Forestry/Fishing       1038  8.70
##  8 Afro-Guyanese Operators/Laborers              948  7.94
##  9 Indo-Guyanese Administrative/Clerical        1295 25.7 
## 10 Indo-Guyanese Service                         939 18.6 
## 11 Indo-Guyanese Sales                           650 12.9 
## 12 Indo-Guyanese Operators/Laborers              571 11.3 
## 13 Indo-Guyanese Craft/Repair                    527 10.4 
## 14 Indo-Guyanese Professional/Technical          435  8.62
## 15 Indo-Guyanese Farming/Forestry/Fishing        357  7.07
## 16 Indo-Guyanese Managerial/Executive            272  5.39

9.2.2.1 Chi-square on shared categories.

cat("Farming/Forestry/Fishing shares excluded from chi-square (reported in Table 7.2):\n")
## Farming/Forestry/Fishing shares excluded from chi-square (reported in Table 7.2):
bind_rows(indo_occ %>% mutate(Group = "Indo-Guyanese"),
          afro_occ %>% mutate(Group = "Afro-Guyanese")) %>%
  filter(OCC_Group == "Farming/Forestry/Fishing") %>%
  group_by(Group) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  mutate(pct = weighted_n / c(sum(indo_occ$PERWT), sum(afro_occ$PERWT)) * 100) %>%
  print()
## # A tibble: 2 × 3
##   Group         weighted_n   pct
##   <chr>              <dbl> <dbl>
## 1 Afro-Guyanese       1038 20.4 
## 2 Indo-Guyanese        357  2.98
occ_chisq_data <- bind_rows(
  indo_occ %>% mutate(Group = "Indo-Guyanese"),
  afro_occ %>% mutate(Group = "Afro-Guyanese")
) %>%
  filter(!OCC_Group %in% c("Military/Other", "Other/Unknown",
                           "Farming/Forestry/Fishing")) %>%
  group_by(Group, OCC_Group) %>%
  summarise(weighted_n = round(sum(PERWT)), .groups = "drop") %>%
  pivot_wider(names_from = Group, values_from = weighted_n, values_fill = 0)

occ_chisq_matrix <- as.matrix(occ_chisq_data[, -1])
rownames(occ_chisq_matrix) <- occ_chisq_data$OCC_Group
cat("\nChi-square — Indo vs Afro OCC distribution (shared categories):\n")
## 
## Chi-square — Indo vs Afro OCC distribution (shared categories):
# NOTE: chi-square is computed on rounded weighted Ns, not raw counts.
# Weighted Ns inflate the test statistic by approximately the design effect
# relative to a raw-count chi-square. The result (X² = 229.7, df = 6,
# p < 2.2e-16) is reported in thesis Table 7.2 with a note that weighted
# counts are used. The conclusion (distributions are statistically
# distinguishable) is robust given the magnitude of the statistic.
print(chisq.test(occ_chisq_matrix))
## 
##  Pearson's Chi-squared test
## 
## data:  occ_chisq_matrix
## X-squared = 260.22, df = 6, p-value < 2.2e-16

Remove stale intermediate OCC files from earlier script versions

for (f in c("tables/appendix_d_occ_cohort.csv",
            "tables/appendix_d_occ_comparison.csv",
            "tables/appendix_d_occ_final.csv",
            "tables/appendix_d_occ_comparison_final.csv")) {
  if (file.exists(f)) { file.remove(f); cat("Removed stale file:", f, "\n") }
}

9.2.3 Figure 7.1 OCC by cohort (horizontal grouped bar)

9.2.3.0.1 Factor order: Sales first (largest Pioneer category) down through Operators/Laborers, consistent with Table 7.1 row order.
p_occ <- occ_final %>%
  filter(!OCC_Group %in% c("Military/Other", "Other/Unknown")) %>%
  mutate(OCC_Group = factor(OCC_Group, levels = rev(OCC_LEVELS))) %>%
  ggplot(aes(x = pct, y = OCC_Group, fill = Cohort)) +
  geom_col(position = "dodge", width = 0.65) +
  scale_fill_manual(values = COHORT_COLORS, name = "Cohort") +
  scale_x_continuous(labels = scales::percent_format(scale = 1),
                     limits = c(0, 40)) +
  labs(title    = "Occupational Distribution by Cohort, Queens, 1990",
       subtitle = "Indo-Guyanese employed residents",
       x = "Percentage", y = NULL,
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Military/Other excluded (< 2.2% combined). OCC = 0 excluded.")) +
  theme(legend.position = "bottom")

print(p_occ)

ggsave("figures/figure_7_1_occ_cohort.png",
       plot = p_occ, width = 8, height = 6, dpi = 300)

9.2.4 Figure 7.2 Diverging OCC: Indo vs Afro

p_diverge <- occ_comparison_final %>%
  filter(!OCC_Group %in% c("Military/Other", "Farming/Forestry/Fishing",
                           "Other/Unknown")) %>%
  mutate(signed_pct = ifelse(Group == "Indo-Guyanese", -pct, pct),
         OCC_Group  = factor(OCC_Group, levels = rev(OCC_LEVELS))) %>%
  ggplot(aes(x = signed_pct, y = OCC_Group, fill = Group)) +
  geom_col(width = 0.7) +
  geom_vline(xintercept = 0, color = "gray20", linewidth = 0.5) +
 
  geom_text(aes(x = signed_pct,
                label = paste0(round(abs(pct), 1), "%"),
                hjust = ifelse(signed_pct < 0, 1.15, -0.15)),
            size = 3.2, color = "gray20") +
  scale_fill_manual(values = GROUP_COLORS, name = NULL) +
  scale_x_continuous(breaks = seq(-40, 40, 10),
                     labels = function(x) paste0(abs(x), "%"),
                     limits = c(-35, 40)) +
  labs(title    = "Occupational Distribution: Indo- vs Afro-Guyanese, Queens, 1990",
       subtitle = "Indo-Guyanese \u2190                        \u2192 Afro-Guyanese",
       x = "Percentage", y = NULL,
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Military/Other and Farming/Forestry/Fishing omitted.")) +
  theme(legend.position = "bottom")

print(p_diverge)

ggsave("figures/figure_7_2_occ_diverging.png",
       plot = p_diverge, width = 9, height = 6, dpi = 300)

9.3 CH7-3 TRANWORK

tranwork_cohort <- tranwork_classify(cohort_analysis %>% filter(YEAR == 1990)) %>%
  group_by(Cohort, Transport_Mode) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Cohort) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100) %>%
  arrange(Cohort, desc(pct))

tranwork_zone <- tranwork_classify(indo_queens %>% ungroup() %>% select(-any_of("by")) %>% filter(YEAR == 1990)) %>%
  group_by(Core_Area, Transport_Mode) %>%
  summarise(raw_n = n(), weighted_n = sum(PERWT), .groups = "drop") %>%
  group_by(Core_Area) %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100) %>%
  arrange(Core_Area, desc(pct))

9.3.0.1 Afro-Guyanese parallel

tranwork_afro <- tranwork_classify(afro_guyanese %>%
                                     filter(YEAR == 1990, COUNTYFIP == 81)) %>%
  group_by(Transport_Mode) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100, Group = "Afro-Guyanese")

tranwork_indo_total <- tranwork_classify(indo_queens %>% ungroup() %>% select(-any_of("by")) %>% filter(YEAR == 1990)) %>%
  group_by(Transport_Mode) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>%
  mutate(pct = weighted_n / sum(weighted_n) * 100, Group = "Indo-Guyanese")

cat("TRANWORK by cohort:\n"); print(tranwork_cohort, n = 30)
## TRANWORK by cohort:
## # A tibble: 10 × 5
## # Groups:   Cohort [2]
##    Cohort  Transport_Mode raw_n weighted_n   pct
##    <chr>   <chr>          <int>      <dbl> <dbl>
##  1 Pioneer Bus               28        727 58.0 
##  2 Pioneer Car/Truck/Van     16        329 26.2 
##  3 Pioneer Other              7        165 13.2 
##  4 Pioneer Walk               1         19  1.52
##  5 Pioneer Work at Home       1         14  1.12
##  6 Settler Car/Truck/Van     39        898 39.1 
##  7 Settler Bus               38        848 36.9 
##  8 Settler Other             21        368 16.0 
##  9 Settler Walk               5        155  6.75
## 10 Settler Work at Home       2         28  1.22
cat("TRANWORK by zone:\n");   print(tranwork_zone,   n = 30)
## TRANWORK by zone:
## # A tibble: 10 × 5
## # Groups:   Core_Area [2]
##    Core_Area  Transport_Mode raw_n weighted_n   pct
##    <chr>      <chr>          <int>      <dbl> <dbl>
##  1 Core       Bus               32        810 49.6 
##  2 Core       Car/Truck/Van     23        559 34.2 
##  3 Core       Other              8        170 10.4 
##  4 Core       Walk               2         74  4.53
##  5 Core       Work at Home       2         20  1.22
##  6 Peripheral Bus               42        992 43.8 
##  7 Peripheral Car/Truck/Van     36        777 34.3 
##  8 Peripheral Other             20        363 16.0 
##  9 Peripheral Walk               4        100  4.42
## 10 Peripheral Work at Home       2         31  1.37
write.csv(tranwork_cohort, "tables/appendix_e_tranwork_cohort.csv", row.names = FALSE)
write.csv(tranwork_zone,   "tables/appendix_e_tranwork_zone.csv",   row.names = FALSE)

9.3.1 Figure 7.3 TRANWORK by cohort

p_tranwork <- tranwork_cohort %>%
  filter(!Transport_Mode %in% c("Work at Home", "Other")) %>%
  mutate(Transport_Mode = factor(Transport_Mode,
                                 levels = c("Bus", "Car/Truck/Van", "Subway/Rail",
                                            "Walk", "Taxi", "Bicycle"))) %>%
  ggplot(aes(x = pct, y = Transport_Mode, fill = Cohort)) +
  geom_col(position = "dodge", width = 0.65) +
  scale_fill_manual(values = COHORT_COLORS, name = "Cohort") +
  scale_x_continuous(labels = scales::percent_format(scale = 1), limits = c(0, 65)) +
  labs(title    = "Commute Mode by Cohort, Queens, 1990",
       subtitle = "Indo-Guyanese employed residents; bus dominant for Pioneers, car rises for Settlers",
       x = "Percentage", y = NULL,
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Work at Home and Other excluded. Subway/Rail absent from sample.")) +
  theme(legend.position = "bottom")

print(p_tranwork)

ggsave("figures/figure_7_3_tranwork_cohort.png",
       plot = p_tranwork, width = 8, height = 6, dpi = 300)

9.3.2 Figure 7.4 TRANWORK: Indo vs Afro

p_tranwork_comp <- bind_rows(tranwork_afro, tranwork_indo_total) %>%
  filter(!Transport_Mode %in% c("Work at Home", "Other", "Subway/Rail",
                                "Taxi", "Bicycle")) %>%
  mutate(Transport_Mode = factor(Transport_Mode,
                                 levels = c("Bus", "Car/Truck/Van", "Walk"))) %>%
  ggplot(aes(x = pct, y = Transport_Mode, fill = Group)) +
  geom_col(position = "dodge", width = 0.6) +
  geom_text(aes(label = paste0(round(pct, 1), "%")),
            position = position_dodge(width = 0.6),
            hjust = -0.15, size = 3.4) +
  scale_fill_manual(values = GROUP_COLORS, name = NULL) +
  scale_x_continuous(labels = function(x) paste0(x, "%"), limits = c(0, 58)) +
  labs(title    = "Primary Commute Mode: Indo- vs Afro-Guyanese, Queens, 1990",
       subtitle = "Both groups show similar bus- and car-dependent commute profiles",
       x = "Percentage", y = NULL,
       caption  = paste0("Source: IPUMS USA 5% PUMS 1990. Person weights applied.\n",
                         "Subway/Rail, Taxi, Bicycle, Work at Home, and Other omitted.")) +
  theme(legend.position = "bottom")

print(p_tranwork_comp)

ggsave("figures/figure_7_4_tranwork_group_comparison.png",
       plot = p_tranwork_comp, width = 8, height = 5, dpi = 300)

9.4 Interpretation

The metropolitan labor market integration analysis yields four findings. First, self-employment rates are 1.67 percent for Pioneers and 1.43 percent for Settlers. Fisher’s exact tests are non-significant for both the cohort comparison (p = .646) and the zone comparison (p = 1.000). Cell counts are insufficient for reliable inferential testing. Neither cohort shows evidence of ethnic enclave self-employment concentration. Second, Administrative/Clerical is the largest occupational category for Pioneers at 31.5 percent; Administrative/Clerical, Sales, and Professional/Technical together account for 48.7 percent of Pioneer employment and 43.6 percent of Settler employment, with Service and Operators/Laborers accounting for most of the remainder across both cohorts. The Indo-Guyanese and Afro-Guyanese occupational distributions are statistically distinguishable (X² = 266.68, df = 6, p < 2.2e-16), with Afro-Guyanese residents more concentrated in Administrative/Clerical (32.3 vs. 25.5 percent) and Managerial/Executive roles (9.3 vs. 5.4 percent), while Indo-Guyanese residents show higher Service (18.5 vs. 14.3 percent) and Operators/Laborers (15.5 vs. 11.1 percent) shares. Both distributions reflect metropolitan labour market participation rather than enclave concentration, but in different segments of that market. The enclave rejection argument rests on self-employment rates below two percent for both cohorts and on commute patterns oriented toward outer-borough and suburban destinations rather than co-ethnic enterprises in the residential zone. Third, Bus is the primary commute mode for Pioneers at 58.0 percent. Settlers show a more even split between Car/Truck/Van at 39.1 percent and Bus at 36.9 percent. No Subway/Rail commuting is present in either cohort. Commute patterns are consistent with employment distributed across the outer boroughs and metropolitan periphery rather than within the residential zone. Fourth, Pioneer naturalization rates of 62.5 percent reflect longer residence duration. Settler naturalization rates of 24.8 percent reflect shorter available time for naturalization rather than lower settlement permanence.

Taken together, these findings do not support the ethnic enclave model. Self-employment rates below two percent across both cohorts and both zones constitute a categorical absence of enclave labor market structure rather than a matter of degree. The occupational distribution, with Administrative/Clerical, Sales, Service, and Operators/Laborers together accounting for the large majority of employment across both cohorts, reflects labor market participation distributed across New York’s commercial, administrative, and service sectors rather than concentrated in co-ethnic enterprises. Commute patterns oriented toward outer-borough and inner-suburban destinations are inconsistent with local enclave employment. The Pioneer naturalization rate of 62.5 percent documents long-term settlement commitment. How these findings bear on the ethnoburb classification and the theoretical contributions of this thesis is developed in Chapter 8.

10 Chapter 8: Discussion

10.1 8.1 Introduction

This chapter interprets the empirical findings reported in Chapters 5, 6, and 7 within the theoretical framework established in Chapter 2. It addresses four questions. First, do the spatial concentration patterns observed in Queens between 1980 and 1990 satisfy the criteria for ethnoburb formation as defined by Li (1998, 2009)? Second, does the this studies originally, proposed Vertical Enclave Model account for the housing strategy that enabled Indo-Guyanese spatial consolidation? Third, how do the labor market integration findings bear on the distinction between the ethnoburb and the ethnic enclave? Fourth, what do these findings contribute to the broader literature on Caribbean immigrant settlement and urban ethnic spatial formation? The chapter proceeds through these questions in order before addressing limitations and directions for future research.

10.2 8.2 Competing Frameworks Evaluated

Spatial assimilation predicts that residential concentration is a transitional phenomenon declining as immigrant groups achieve socioeconomic mobility and disperse into more integrated environments (Alba & Nee, 1997; White, 1988). The data rejects this prediction. Queens’ share of the citywide Indo-Guyanese total rose from 44.1 to 54.7 percent between 1980 and 1990, and within-Queens spatial concentration hardened rather than dispersed across the decade: Settler cohort members were concentrated in the core zone at 54.9 percent compared with 18.8 percent for Pioneers. Pioneer homeownership rates are substantially higher than Settlers’ at 81.8 versus 64.3 percent, which is consistent with the socioeconomic advancement spatial assimilation describes, but that advancement did not produce departure from the ethnic settlement. It produced peripheral zone dispersal within Queens, a pattern more consistent with the place stratification framework Logan and Alba (1993) propose, in which structural barriers and co-ethnic social infrastructure constrain residential mobility even as incomes rise, than with spatial assimilation’s prediction of outward dispersal into integrated residential environments. The super-diversity framework predicts extreme ethnic fragmentation in which no single group achieves meaningful spatial concentration (Vertovec, 2007). Location Quotients of 3.29 for PUMA 5409 and 2.73 for PUMA 5412 directly contradict this prediction. The core zone is multiethnic, Indo-Guyanese residents constitute approximately one percent of its total population, but it is not undifferentiated. Indo-Guyanese residents are present at two to three times their expected Queens share in precisely the neighborhoods that community scholarship identifies as Little Guyana. Super-diversity may be an accurate characterization of Queens as a borough, where dozens of national-origin communities coexist across a highly diverse residential landscape, but as a prediction about the spatial behavior of individual immigrant communities within that diversity, it does not fit the evidence. The Indo-Guyanese case demonstrates that meaningful co-ethnic spatial concentration can persist and intensify within a super-diverse metropolitan borough, a finding consistent with Crul’s (2016) argument that super-diversity and group-level concentration are not mutually exclusive at different scales of analysis. A primary limitation of using PUMS microdata is the geographic resolution; 1980 PUMAs cover broader areas than 1990 tracts, which may slightly obscure the earliest “micro-clusters.”

10.3 8.3 Ethnoburb Formation Confirmed

Li’s (1998, 2009) ethnoburb framework identifies three necessary conditions for ethnoburb designation: spatial concentration of an ethnic group within a suburban or outer-borough zone, multiethnic composition of that zone rather than ethnic numerical dominance, and integration of the group into the broader metropolitan economy rather than isolation within an enclave labor market. The findings reported in Chapters 5 and 7 satisfy all three conditions for the Indo-Guyanese population of Queens by 1990. The spatial concentration criterion is met. Location Quotients of 3.29 for PUMA 5409 and 2.73 for PUMA 5412 indicate that Indo-Guyanese residents were concentrated at levels two to three times their expected share of the Queens population. The Index of Dissimilarity of 0.409 places the Indo-Guyanese distribution in the moderate concentration range, below the 0.60 threshold conventionally associated with high segregation, and comparable to the Afro-Guyanese index of 0.417. The moderate dissimilarity value requires careful interpretation rather than dismissal. As documented in Sections 2.5 and 3.7, PUMA-level dissimilarity indices are structurally conservative estimates of true neighborhood-level clustering. Wong (1997) demonstrates that segregation indices calculated at coarser spatial scales systematically understate the fine-grained clustering visible at the tract or block-group level. The PUMA-level dissimilarity index of 0.409 should therefore be understood as a lower bound on the concentration that tract-level analysis would reveal rather than as a precise measure of neighborhood-level segregation. The LQ values of 2.73 and 3.29 confirm that concentration in the core zone is specific and substantial even where borough-wide dissimilarity remains moderate: Indo-Guyanese residents are present at two to three times their expected share in precisely the two PUMAs that prior community scholarship identifies as the heart of the Little Guyana settlement. A moderate dissimilarity index at the PUMA level combined with high Location Quotients in specific PUMAs is the expected signature of a community that is concentrated in a defined sub-borough zone but not segregated across the borough as a whole, which is precisely what the ethnoburb framework predicts. The geographic contiguity of the two core PUMAs reinforces this reading. South Ozone Park, Ozone Park, Richmond Hill, and Woodhaven form a single connected sector of southern Queens anchored by the Liberty Avenue commercial corridor and bounded by major arterials and the Belt Parkway. The Indo-Guyanese community did not concentrate in a single isolated pocket of a few city blocks, the spatial signature of a classic ethnic enclave, but rather transformed a large, multi-neighborhood sector of the outer borough. This spatial scale is a defining feature of the ethnoburb as Li (2009) conceives it, and it is directly visible in the Location Quotient gradient across Queens PUMAs: concentration peaks in the contiguous core, falls to intermediate levels in the immediately adjacent peripheral PUMAs, and approaches zero in the more distant parts of the borough. The moderate dissimilarity value is also not a weakness of the ethnoburb classification relative to the enclave or segregation models. Li (2009) explicitly describes the ethnoburb as a zone of relative concentration rather than involuntary segregation. A dissimilarity index approaching 0.60 or above would be more consistent with the involuntary residential segregation that Massey and Denton (1993) document for Black Americans in hypersegregated cities, or with the extreme spatial insularity of the classic ethnic enclave, than with the voluntary and economically motivated concentration the ethnoburb framework describes. The moderate dissimilarity value is, in this sense, a confirmatory finding for the ethnoburb classification. The multiethnic composition criterion is met. Indo-Guyanese residents constituted a mean of 1.08 percent of the total population across the two core PUMAs. Afro-Guyanese residents constituted a mean of 2.37 percent. The remaining 96 to 97 percent of core zone residents were neither Indo- nor Afro-Guyanese. The core zone is a zone of concentration, not a zone of ethnic numerical dominance. This is precisely the multiethnic urban landscape Li describes, in which an immigrant group is economically and spatially consequential without constituting a population majority. The duration-of-residence robustness check reported in Section 5.8 and Appendix B bears on the interpretation of the Pioneer cohort effect in ways that strengthen rather than undermine the VEM argument. When years-in-US is added as a predictor alongside Pioneer cohort membership, the Pioneer OR attenuates and years-in-US emerges as the dominant predictor. This collinearity is structural: Pioneer membership and years-in-US measure the same underlying reality from different angles. The appropriate reading of this result is that duration of residence is the mechanism through which Pioneer cohort membership predicts homeownership, Pioneers had accumulated more years in the US by 1990, enabling the capital accumulation, credit establishment, and housing market navigation that multi-family acquisition requires. The theoretical claim of the VEM is thereby reframed from a claim about cohort identity to a claim about the cumulative enabling effects of residential duration: it is time in the US, concentrated among earlier-arriving Pioneers, that enabled the housing strategy the VEM describes. This reframing is not a retreat from the original argument. It is a more precise statement of the mechanism. The spatial hardening reported in Chapter 5 adds a dynamic dimension to the ethnoburb model. The 36.1 percentage point gap in core zone concentration, 18.8 for Pioneers versus 54.9 percent for Settlers, represents a longitudinal process of residential mobility rather than a static cross-sectional difference. Rather than avoiding the core zone, Pioneers likely used it as an initial entry point. Historical evidence from Chapter 4, combined with high Pioneer homeownership (81.8%) and arrival-era income data, suggests that Pioneers subsequently dispersed to peripheral areas as their longer tenure enabled residential upgrading. While Settlers reported a higher median household income ($69,600) than the Pioneer median ($49,824), this reflects nominal wage growth across the decade rather than superior economic positioning. As established in Chapter 6, Pioneer incomes at the time of arrival were sufficient to support multi-family acquisitions. This confirms Massey’s (1990) mechanism of cumulative causation: the Pioneer cohort established the housing infrastructure and social networks that channeled Settlers into the core, then moved outward as their economic positions matured, while the Settler wave reinforced the concentration. Alternative interpretations, specifically that Pioneers never concentrated in the core, contradict established scholarship. Bacchus (2020), Marinic (2014), and Arjoon (2000) all document the core zone as the primary destination for Indo-Guyanese arrivals across both decades, facilitated by specific information flows through print media. The evidence does not support fundamentally different geographic orientations between the cohorts; rather, it confirms a shared arrival pattern in which Pioneers eventually achieved the residential mobility facilitated by property ownership and longer tenure. The Queens consolidation at the borough scale reinforces this reading. The Indo-Guyanese share of the NYC total increased from 44.1 percent in 1980 to 54.7 percent in 1990, a gain of 10.6 percentage points, while the Bronx share declined from 26.1 to 21.5 percent and the Manhattan share collapsed from 6.65 to 0.56 percent. Queens was not merely one of several destinations for Indo-Guyanese immigrants. It became the dominant destination through the decade, with Richmond Hill and South Ozone Park emerging as the primary zone of settlement within Queens by the time the 1990 census was taken. The ethnoburb hardened through successive migration rather than through initial founding. This process is the empirical instantiation of the cumulative causation mechanism Massey (1990) describes, operating at the PUMA level: each successive migration wave, channeled by social networks and the housing infrastructure established by earlier arrivals, reinforced the spatial concentration of the core zone and intensified the conditions that would attract the next wave in turn.

10.4 8.4 The Vertical Enclave Model as Mechanism

The ethnoburb literature identifies the fact of spatial concentration but has left underspecified the economic mechanism through which immigrant households sustain ownership in high-cost metropolitan housing markets. The Vertical Enclave Model proposed in for this study, fills this gap for the Indo-Guyanese case. It posits that multi-family residential properties are the structural unit through which the VEM operates: owner-occupants offset high ownership costs through rental income from co-resident tenants, enabling homeownership at income levels that would not support single-family ownership. The Chapter 6 findings provide strong empirical support for the VEM across five dimensions. The evidentiary foundation of the VEM test is the Census Bureau’s OWNCOST coding convention. The Census Bureau codes OWNCOST as the total monthly cost of homeownership net of rental income received from co-resident tenants (U.S. Census Bureau, 1993). This means that the OWNCOST differential between multi-family and single-family owners documented in Chapter 6 is not merely consistent with rental income offset as an external inference, it is structurally produced by the rental income that the Census Bureau coding convention captures directly in the variable construction. The lower OWNCOST reported by multi-family owners is not an artifact of lower property values, smaller mortgages, or different financing arrangements. It is a direct reflection of the rental income those owners received from tenant units within their buildings. This coding convention transforms the OWNCOST differential from a suggestive correlation into a structural measurement of the mechanism the VEM describes. The ownership cost differential is large and statistically robust. Median monthly ownership costs for multi-family owners were $313 compared with $1,197 for single-family owners, a differential of $884 (Wilcoxon W = 3,615, p < 2.2e-16). The magnitude of this differential is not a marginal housing market phenomenon. Multi-family owners face ownership costs that are approximately one-quarter those of single-family owners at the median. The differential is not income-driven. Within the bottom income quintile, median ownership costs were $95 for multi-family owners and $1,008 for single-family owners (Wilcoxon p < .001). Within the middle income quintile, the differential was $516, with multi-family owners at $283 and single-family owners at $799 (Wilcoxon p < .001). The flatness of the multi-family OWNCOST profile across income quintiles, ranging from only $95 in the bottom to $313 in the fourth quintile, confirms that the differential is structural rather than a consequence of multi-family owners occupying lower income positions. Single-family costs rise with income. Multi-family costs do not. This pattern is exactly what the VEM predicts when rental income offsets mortgage and maintenance obligations regardless of the owner’s wage income level. The cost-to-income burden is dramatically lower for multi-family owners. Multi-family owners devote a median of 7.1 percent of monthly household income to ownership costs. Single-family owners devote 33.3 percent (Wilcoxon W = 3,391, p < 4.1e-15). The difference of 26.2 percentage points represents a qualitatively different financial relationship to housing rather than a marginal affordability advantage. Multi-family owners are well within the conventional 30 percent affordability threshold at the median. Single-family owners exceed it. For a working-class immigrant household arriving in one of the most expensive housing markets in the United States, the difference between a 7.1 percent and a 33.3 percent housing cost burden is the difference between residential permanence and financial precarity. The rental income linkage is consistent with the VEM interpretation and structurally confirmed by the Census Bureau coding convention as described above. Median gross rent among Indo-Guyanese renters in multi-family buildings in the core zone was $521 per month (raw n = 11, weighted N = 258) and $653 in the peripheral zone (raw n = 20, weighted N = 327). A single rental unit covers approximately 50.8 percent of the core zone OWNCOST differential of $1,026; rental income from two tenant units in a 3-unit building would cover approximately 101.6 percent of the differential. In the peripheral zone, a single rental unit at the median RENTGRS of $653 covers approximately 94 percent of the $695 differential. The high peripheral coverage ratio, a single unit at the median rent covering 94 percent of the differential, indicates that peripheral multi-family owners were close to cost-neutral on their housing even before accounting for a second tenant unit. The OWNCOST differential between single- and multi-family properties is consistent with the proposition that rental income from tenant units offsets a substantial portion of ownership costs. The small cell sizes limit the precision of these estimates, and they are reported accordingly as supporting rather than primary evidence. The primary evidentiary basis for the rental income interpretation remains the Census Bureau coding convention, which structurally produces the differential rather than merely being consistent with it. The robustness checks rule out the two most plausible alternative interpretations. The household size alternative holds that multi-family owners have larger households and therefore face higher space needs met by the larger structure rather than by income offset. The FAMSIZE Wilcoxon test rejects this: multi-family owners have significantly smaller households at a median of four compared with five for single-family owners (W = 5,971.5, p < .001). The property value alternative holds that multi-family properties are cheaper to own because they are worth less. The VALUEH Wilcoxon test rejects this in terms of direction: multi-family properties show higher median assessed values at $225,000 compared with $162,500 for single-family properties (W = 2,758.5, p < .001). A measurement caveat applies here. The 1990 census routed the home value question differently across structure types: multi-family owner-occupants reported the value of the entire structure, while single-family owner-occupants reported the value of their unit alone. This routing difference inflates reported multi-family values relative to single-family values in ways that cannot be fully separated from true price differences, and the VALUEH comparison must therefore be treated as indicative rather than definitive. What the comparison does establish is that the direction of the finding is inconsistent with the cheaper-properties alternative explanation: multi-family owners were not acquiring lower-valued properties. No causal weight is placed on the magnitude of the VALUEH difference given the routing limitation.

10.5 8.5 The Afro-Guyanese Parallel and the Generalizability of the VEM

The Afro-Guyanese parallel finding deserves sustained attention beyond its function as a robustness check. Among Afro-Guyanese homeowners in Queens in 1990, median OWNCOST was $316 for multi-family owners and $1,215 for single-family owners, a differential of $899 (Wilcoxon p < 2.2e-16). The consistency of this pattern across both Guyanese ethnic groups establishes that the VEM mechanism operates at the level of housing stock economics rather than as a culturally specific Indo-Guyanese strategy. Multi-family residential properties in Queens in 1990 offered dramatically lower ownership costs relative to single-family properties regardless of the ethnic identity of the owner. The economics of the 2 to 4 family building, the rental income offset structure that the Census Bureau OWNCOST coding convention captures, were available to any household that acquired such a property, irrespective of ethnicity, national origin, or cultural background. This finding raises a question that the VEM must address: if the housing stock economics were equally available to both Indo-Guyanese and Afro-Guyanese households, why did the Indo-Guyanese community produce a more spatially concentrated settlement pattern in the specific PUMAs of Richmond Hill and South Ozone Park? The Afro-Guyanese dissimilarity index of 0.417 is nearly identical to the Indo-Guyanese index of 0.409, suggesting comparable levels of borough-wide distributional concentration. But the community scholarship reviewed in Chapter 2 and the historical evidence in Chapter 4 document Richmond Hill and South Ozone Park as distinctively Indo-Guyanese in character in ways that the aggregate dissimilarity measures do not fully capture. The answer to this question lies not in the housing economics themselves but in the social infrastructure through which access to those economics was organized. Chain migration networks, the print media documented by Arjoon (2000), the religious and cultural institutional infrastructure documented by Marinic (2014), and the rotating credit associations through which Pioneer settlers accumulated down payments, as discussed in Chapter 1 and developed further in Section 8.7 below, all directed Indo-Guyanese arrivals specifically to the core zone in ways that translated the general availability of the VEM mechanism into a spatially specific settlement pattern. The VEM is a necessary but not sufficient condition for the Indo-Guyanese ethnoburb formation. The social infrastructure of chain migration and ethnic community organization is the condition that made the general mechanism spatially specific.

10.6 8.6 Metropolitan Labor Market Integration and the Enclave Rejection

The Chapter 7 findings close the loop on the ethnoburb versus enclave distinction. An ethnic enclave, as theorized by Wilson and Portes (1980) and elaborated by Portes and Bach (1985), is characterized by spatially concentrated co-ethnic self-employment, ethnic ownership of enterprises employing co-ethnic workers, and a labor market at least partially insulated from the broader metropolitan economy. The Indo-Guyanese data for Queens in 1990 are inconsistent with all three of these features. Self-employment rates are 1.67 percent for Pioneers and 1.43 percent for Settlers. Fisher’s exact tests return non-significant results for both the cohort comparison (p = .646) and the zone comparison (p = 1.000). With only 2 self-employed Pioneer respondents and 4 self-employed Settler respondents in the raw sample, the absence of enclave self-employment is not a matter of degree. It is categorical. The Indo-Guyanese population in Richmond Hill and South Ozone Park in 1990 does not exhibit the labor market structure that the enclave model requires. The occupational distribution confirms metropolitan integration. Administrative/Clerical is the largest category for Pioneers at 31.5 percent, with Service second at 16.9 percent and Operators/Laborers third at 13.9 percent. Sales accounts for 12.3 percent of Pioneer employment and Professional/Technical for 4.9 percent. Together the three non-manual white-collar categories, Administrative/Clerical, Sales, and Professional/Technical, account for 48.7 percent of Pioneer employment. Among Settlers, Administrative/Clerical also leads at 22.5 percent, with Service at 20.1 percent, Operators/Laborers at 17.5 percent, and Sales at 13.5 percent, with the same three non-manual categories accounting for 43.6 percent of Settler employment. These are occupations distributed across the metropolitan labor market, office, service, sales, and manual sectors, not concentrated in co-ethnic enterprises within the residential zone. Craft/Repair is modestly higher for Pioneers at 8.0 percent compared with 6.1 percent for Settlers, and Farming/Forestry/Fishing accounts for 5.0 percent of Pioneer employment and 8.9 percent of Settler employment. This distribution reflects the labor market profile of a working- and lower-middle-class immigrant population incorporated into the metropolitan economy at multiple occupational levels. The Indo-Guyanese and Afro-Guyanese occupational distributions are statistically distinguishable (X² = 266.68, df = 6, p < 2.2e-16). Afro-Guyanese residents show higher Administrative/Clerical concentration (32.3 vs. 25.5 percent) and substantially higher Managerial/Executive shares (9.3 vs. 5.4 percent), while Indo-Guyanese residents show higher Service (18.5 vs. 14.3 percent) and Operators/Laborers (15.5 vs. 11.1 percent) shares. This difference indicates that the two communities are incorporated into different segments of the metropolitan labour market, Afro-Guyanese more concentrated in the office and managerial tier, Indo-Guyanese more concentrated in service and manual work, rather than following an identical integration pathway. It does not, however, constitute evidence of enclave employment for either group. Both distributions reflect participation across the metropolitan economy, and self-employment rates below two percent for both cohorts confirm the categorical absence of enclave labour market structure. The enclave model is rejected not by occupational similarity between the two groups but by the absence of the co-ethnic self-employment concentration the model requires. The commute mode data provide indirect spatial evidence for metropolitan integration. Bus is the dominant mode for Pioneers at 58.0 percent, with Car/Truck/Van second at 26.2 percent. Settlers show a more even split between Car/Truck/Van at 39.1 percent and Bus at 36.9 percent. No respondent in either cohort uses Subway/Rail. Bus and private vehicle commuting to outer-borough and inner-suburban employment destinations is consistent with the metropolitan integration thesis. Workers commute out of the core zone to jobs distributed across the metropolitan periphery rather than walking to co-ethnic enterprises within the neighborhood. The Pioneer naturalization rate of 62.5 percent compared with 24.8 percent for Settlers reflects duration of residence rather than differential commitment to settlement. Pioneers arrived before 1980 and had at minimum ten years in which to complete the five-year residency requirement for naturalization. Most Settlers arrived after 1980 and many had not yet accumulated sufficient residence time by 1990. The high Pioneer naturalization rate is consistent with the settlement permanence thesis and with the long-term residential commitment that the ethnoburb framework predicts.

10.7 8.7 The VEM and Caribbean Economic Culture

The Vertical Enclave Model as tested in Chapter 6 is an economic model inferred from census microdata. It establishes that multi-family ownership reduced median monthly ownership costs from $1,197 to $313 for Indo-Guyanese homeowners in Queens, a differential of $884 that translated into a housing cost burden of 7.1 percent of household income rather than 33.3 percent. What the census data cannot establish is how Pioneer settlers accumulated the down payments necessary to acquire multi-family properties on working-class incomes in one of the most expensive housing markets in the United States in the first place. This question, the financing question that precedes the ownership question, is where the quantitative evidence stops and the cultural context begins. Hossein (2017) documents the rotating savings and credit associations that have historically structured informal capital accumulation in Caribbean immigrant communities. Known as box hand in Guyana and sou-sou in Trinidad and other parts of the Caribbean, these associations work as follows: a group of participants contributes a fixed amount to a common pool on a regular schedule, weekly or monthly, and each participant receives the full pool in rotation. The participant who receives the pool in a given round gains access to a lump sum that is a multiple of their individual contribution, precisely the capital structure that a down payment requires. No interest is charged. No formal credit history is needed. The mechanism runs on social trust and community obligation rather than on the institutional infrastructure of formal lending. Ardener (1964) established the comparative framework within which these practices are understood across cultures, documenting their presence across Africa, Asia, and the Caribbean as a near-universal response to the exclusion of working-class populations from formal credit markets. Light (1972) documents equivalent practices, tanomoshi in Japanese American communities, hui in Chinese American communities, in financing property acquisition and business formation in the United States, situating the Caribbean ROSCA tradition within a recognized pattern of immigrant wealth-building. The connection to the VEM is not merely illustrative. Consider the arithmetic. A 2 to 4 family property in southern Queens in the early 1970s, when Pioneer settlers were establishing their foothold in Richmond Hill and South Ozone Park, required a down payment that represented a substantial capital mobilization challenge for households recently arrived from a deteriorating economy. A box hand pool operating among ten participants contributing $200 per month would generate a $2,000 lump sum per rotation, sufficient, combined with individual savings, to begin accumulating toward a down payment on the kind of property the VEM describes. The social infrastructure of collective saving is, in this sense, the upstream condition that enabled the downstream mechanism: box hand generated the capital that purchased the multi-family property; the multi-family property generated the rental income that offset the mortgage; and the offset mortgage enabled the residential permanence that anchored the ethnoburb. The three steps are analytically distinct but causally linked, and Hossein’s documentation of these practices specifically in Guyanese immigrant communities in New York closes the geographic and cultural gap between the comparative literature and the Queens case. It should be stated clearly, however, that the ROSCA financing pathway remains inferred rather than demonstrated. The IPUMS microdata establish what Pioneer settlers acquired; they say nothing about how acquisition was financed. Hossein (2017) establishes that box hand practices were prevalent in Guyanese New York communities in this period, and Ardener (1964) and Light (1972) establish that equivalent practices financed property acquisition in other immigrant communities, but the connection between those documented practices and the specific Pioneer down payments that enabled VEM adoption in Richmond Hill and South Ozone Park is a plausible causal inference, not a proven pathway. Oral history interviews with Pioneer cohort members, or archival records from community lending institutions of the period, would be required to confirm it. The quantitative and cultural evidence is consistent and theoretically coherent; it does not rise to causal demonstration. This dimension of the VEM cannot be directly tested with IPUMS microdata. The census does not record participation in rotating credit associations. But the convergence of three bodies of evidence, the $884 OWNCOST differential that only makes sense if substantial rental income is being received, the Hossein (2017) documentation of box hand practices in the specific community this thesis studies, and the Light (1972) and Ardener (1964) frameworks establishing that informal credit association financing of property acquisition is a recognized pattern across working-class immigrant groups, provides a strong circumstantial case for the full causal chain the VEM describes. The quantitative evidence establishes the outcome. The cultural literature establishes the plausibility of the pathway. It should be acknowledged that confidence in this circumstantial case is not drawn solely from those three bodies of evidence, it is also informed by insider cultural knowledge of a community in which rotating credit practices were a known and ordinary feature of economic life. That knowledge does not substitute for direct empirical evidence, but it does shape the prior with which the convergence of indirect evidence is assessed, and intellectual honesty requires naming it as such. Future research combining census analysis with oral history, of the kind Bacchus (2020) conducts for the Richmond Hill community more broadly, could test the connection directly. What the present study can claim is that the two bodies of evidence are consistent with one another in a way that is theoretically meaningful and not coincidental.

10.8 8.8 Theoretical Contributions

10.8.1 The Vertical Enclave Model

The first and primary contribution is the Vertical Enclave Model as a theoretical mechanism for ethnoburb consolidation. Prior work on ethnoburbs has described the spatial outcome but left underspecified the economic pathway through which immigrant households achieve and sustain ownership in high-cost metropolitan housing markets. Logan et al. (2002) note that the conditions enabling ethnic spatial concentration vary substantially across immigrant groups and metropolitan contexts, and that a descriptive framework alone cannot account for this variation. The VEM addresses this limitation by identifying multi-family residential property ownership with rental income offset as a specific, empirically tractable mechanism. The $884 median OWNCOST differential, the 7.1 versus 33.3 percent cost-to-income ratios, the structural insensitivity of the multi-family cost profile across income quintiles, and the congruence between ownership cost differentials and prevailing rents together constitute a coherent economic structure that is testable with standard census microdata available for any American metropolitan area. The VEM is not specific to the Indo-Guyanese case. The Afro-Guyanese replication confirms that the mechanism operates wherever immigrant households have access to multi-family housing stock in a competitive rental market. The outer boroughs of New York, the inner suburbs of Los Angeles, the triple-deckers of Boston and Providence, and the two-flats of Chicago all present housing stock configurations in which the VEM logic may apply. Researchers studying other immigrant communities in comparable housing markets can test whether the ownership cost structure documented here replicates across different ethnic groups, metropolitan areas, and time periods. The VEM is a hypothesis, proposed by me, about the economics of multi-family ownership as an affordability strategy, not a claim specific to Indo-Guyanese Queens. It extends the ethnoburb framework from a descriptive account of spatial outcomes into a mechanistic account of how those outcomes are produced, filling the gap that critics of Li’s framework have identified.

10.8.2 Spatial Hardening as a Dynamic Account of Ethnoburb Formation

The second contribution is the spatial hardening concept as a dynamic account of ethnoburb formation. The existing ethnoburb literature is largely cross-sectional, describing spatial outcomes at a given moment. The debate between spatial assimilation and place stratification models has similarly been conducted primarily in cross-sectional terms, comparing the residential outcomes of different ethnic groups at a point in time rather than documenting the within-group dynamics of concentration intensification. The 36.1 percentage point gap in core zone concentration between Pioneer and Settler cohorts documents the process through which the ethnoburb consolidated across a single decade. Pioneers arrived and distributed across the borough. Settlers, channeled by social networks and the VEM housing strategy, concentrated in the core. The ethnoburb is not simply a place but a process, one that intensifies with each successive migration wave as housing strategies, social networks, and spatial familiarity reinforce the attraction of the established zone. This is the cumulative causation mechanism Massey (1990) describes, now documented empirically at the PUMA level through cohort-based spatial comparison. The cohort comparison framework employed here is replicable with IPUMS extracts for any decennial census year. Researchers with access to IPUMS data can apply the same Pioneer versus Settler logic to document whether and how spatial hardening occurs in other immigrant communities, and situate that documentation within the cumulative causation framework Massey provides. The spatial hardening concept contributes a methodological as well as a theoretical tool: it offers a way to study the within-group dynamics of concentration over time using data that are widely available, without requiring longitudinal tracking of individual households.

10.8.3 The Transit-Oriented Working-Class Ethnoburb

The third contribution is the transit-oriented working-class ethnoburb as a distinct variant of Li’s original formation. Li’s ethnoburb was suburban, automobile-dependent, and populated by a professional and capitalized immigrant class investing transnational Pacific Rim capital in commercial real estate. The Indo-Guyanese Queens settlement differs from Li’s original in nearly every structural respect: it is urban rather than suburban, transit-oriented rather than automobile-dependent, working-class rather than professional, Caribbean rather than Pacific Rim, and anchored by residential rather than commercial property investment. That ethnoburb spatial outcomes emerged under these conditions suggests the framework describes a more general logic of immigrant spatial formation than its origins imply. The transit-oriented working-class ethnoburb is proposed as a distinct variant of the formation warranting recognition in its own right rather than as a modified application of Li’s original. The necessary and sufficient conditions for this variant can be stated as follows. A transit-oriented working-class ethnoburb requires: a dense inner-ring urban morphology with attached or semi-detached multi-unit residential stock; a public transit network providing metropolitan labor market access without automobile ownership; a working-class or lower-middle-class immigrant population with access to the VEM mechanism through multi-family property acquisition; and a chain migration network capable of channeling successive arrival waves into the established core zone. When these conditions are met, the ethnoburb formation process can operate without transnational commercial capital, without suburban spatial morphology, and without the professional class composition of Li’s original San Gabriel Valley case. The Queens settlement is the first documented instance of this variant, but the housing stock and transit conditions it requires are present in many American inner-ring urban neighborhoods that have received working-class immigrant populations in the post-1965 period.

10.8.4 The Caribbean Ethnoburb

The fourth contribution is the application of the ethnoburb framework to a Caribbean immigrant community of South Asian descent. Li’s original ethnoburb research focused on Chinese Americans in the San Gabriel Valley. The Indo-Guyanese Queens case demonstrates that the ethnoburb formation process is not specific to a particular ethnic or racial origin or to Pacific Rim transnational networks. Post-1965 immigrant communities organized by chain migration, displaced by political instability, and positioned in the outer boroughs of a high-cost metropolitan area can produce ethnoburb spatial outcomes through the VEM mechanism, provided they have access to the multi-family housing stock that enables the rental income offset strategy. This extends the empirical base of the ethnoburb concept across two dimensions simultaneously: ethnic and racial origin, and class and capital endowment. The Indo-Guyanese case is working-class where Li’s ethnoburb was professional, Caribbean where Li’s ethnoburb was Pacific Rim, and urban where Li’s ethnoburb was suburban. The ethnoburb outcome emerged nonetheless. The framework is more general than its origins imply, and the Indo-Guyanese Queens settlement is the evidence for that generality. #8.9 Limitations and Future Research Four limitations bound the conclusions of this thesis. The first is the 1980 PUMA geography constraint. PUMA-level spatial disaggregation is available only for 1990. The within-Queens spatial distribution of the 1980 Indo-Guyanese population cannot be recovered from the IPUMS microdata. The spatial hardening argument therefore rests on within 1990 cohort comparison and borough-level consolidation evidence rather than on direct sub-borough geographic tracking across census years. Future research using NHGIS block group or tract data for 1980 could extend the spatial analysis to the full decade and provide a direct rather than indirect measure of spatial hardening. The second is the reliance on OWNCOST as the primary measure of the VEM mechanism. Although the Census Bureau’s OWNCOST coding convention confirms that the observed differential is structurally produced by rental income received rather than merely consistent with it as an external inference, INCTOT in the IPUMS extract does not itemize rental income separately from other income sources. A direct test of the rental income magnitude would require rental income data at the household level, available in later American Community Survey extracts but not in the 1990 PUMS. The RENTGRS linkage test provides the closest available approximation and rests on a core zone renter cell of 11 raw cases (weighted N = 258), a cell size that limits the precision of the estimate. The Census Bureau OWNCOST coding convention reduces but does not eliminate the dependence on this cell. The third is the small sample size. The raw Indo-Guyanese Queens sample of 295 cases in 1990 is sufficient for the weighted analyses reported here but limits the power of subgroup analyses. Replication with a larger sample, if available from alternative sources, would strengthen confidence in the findings. Future research using the American Community Survey, which provides larger annual samples and finer geographic detail than the decennial PUMS, could extend the analysis beyond 1990 and provide a more precise spatial and temporal picture of the settlement’s evolution. The fourth is the absence of qualitative data. The VEM is an economic model inferred from census microdata. Whether Indo-Guyanese homeowners in Richmond Hill and South Ozone Park understood their housing strategy in the terms the model describes, whether multi-family ownership was a deliberate affordability mechanism or an artifact of Queens housing stock availability, and how community networks facilitated property acquisition are questions that microdata cannot answer. Future research combining census analysis with oral history and ethnographic observation would provide a richer account of the mechanisms identified here. The convergence of Hossein’s (2017) documentation of rotating credit associations in Guyanese immigrant communities and Ardener’s (1964) comparative framework suggests that the social infrastructure for the VEM strategy may have deeper roots in Caribbean economic culture than the census data alone can establish, and that qualitative investigation of this connection would be a productive direction for future research.

11 LAYER 3: SAVE ENVIRONMENT AND VERIFY

save(
  # Data objects
  indo_queens, indo_guyanese, afro_guyanese, afro_queens_1990,
  cohort_analysis, owners_1990, owners_clean, indo_owners_q, afro_owners_q,
  lq_table, queens_total_1990, indo_by_puma, afro_by_puma_1990,
  # Results objects
  cascade, temporal_hardening, cohort_zone, cohort_summary_fixed,
  arrival_pulse, multiethnic_table,
  reg_sample, model_1, model_1_or,
  mf_reg_sample, model_mf_a, model_mf_b, model_mf_c, table_6_4,
  occ_final, occ_comparison_final,
  tranwork_cohort, tranwork_zone, citizen_cohort,
  owncost_diff_wide, diff_combined, rentgrs_zone,
  fisher_se_cohort, fisher_se_zone,
  file = "guyana_queens_analysis.RData"
)
cat("\nEnvironment saved to guyana_queens_analysis.RData\n")
## 
## Environment saved to guyana_queens_analysis.RData

11.1 Final verification

cat("1. OWNCOST differentials:\n")
## 1. OWNCOST differentials:
print(owncost_diff_wide %>% select(Core_Area, Multi, Single, Differential))
## # A tibble: 2 × 4
##   Core_Area  Multi Single Differential
##   <chr>      <dbl>  <dbl>        <dbl>
## 1 Core         324   1350         1026
## 2 Peripheral   313   1008          695
cat("\n2. Figure 6.1 row count (expected 8 — Q1-Q4 × 2 structure types):",
    nrow(owncost_all_q), "\n")
## 
## 2. Figure 6.1 row count (expected 8 — Q1-Q4 × 2 structure types): 8
cat("   Table 6.1 row count (expected 8 — Q1-Q4 × 2 structure types):",
    nrow(table_6_1), "\n")
##    Table 6.1 row count (expected 8 — Q1-Q4 × 2 structure types): 8
stopifnot("Table 6.1 row count unexpected — check quintile filter" =
            nrow(table_6_1) == 8)

owners_clean <- owners_1990 %>%
  # 1. Ensure Household_Income is calculated at the household level
  group_by(SERIAL) %>%
  mutate(Household_Income = sum(INCTOT, na.rm = TRUE)) %>%
  ungroup() %>%
  # 2. Apply the filters to reach the N=131 analytical sample
  filter(
    Core_Area == "Core",           # Only include the Richmond Hill/S.Ozone Park core
    Household_Income < 9999999,    # Exclude top-coded income
    OWNCOST < 99999,               # Exclude top-coded costs
    OWNCOST > 0                    # Exclude cases with no cost data
  ) %>%
  # 3. Re-calculate quintiles based ONLY on this specific 131-case sample
  mutate(
    Income_Quintile = ntile(Household_Income, 5)
  )

# 4. Verify the counts
cat("Current owners_clean N:", nrow(owners_clean), "\n")
## Current owners_clean N: 38
print(table(owners_clean$Is_Multi_Family))
## 
## FALSE  TRUE 
##    17    21
cat("\n3. Multi-family rates, owners only",
    "(expected Pioneer ~29%, Settler ~36%):\n")
## 
## 3. Multi-family rates, owners only (expected Pioneer ~29%, Settler ~36%):
print(cohort_summary_fixed %>% select(Cohort, multi_family_rate_owners))
## # A tibble: 2 × 2
##   Cohort  multi_family_rate_owners
##   <chr>                      <dbl>
## 1 Pioneer                     29.0
## 2 Settler                     35.9
cat("\n4. Fisher p-values:\n")
## 
## 4. Fisher p-values:
cat("   Self-employment by cohort:", round(fisher_se_cohort$p.value, 3), "\n")
##    Self-employment by cohort: 0.646
cat("   Self-employment by zone:  ", round(fisher_se_zone$p.value,   3), "\n")
##    Self-employment by zone:   1
cat("\n5. Pioneer homeownership OR and 95% CI:\n")
## 
## 5. Pioneer homeownership OR and 95% CI:
print(model_1_or %>% filter(Predictor == "Pioneer Cohort") %>%
        select(Odds_Ratio, CI_Lower, CI_Upper, P_Value))
##            Odds_Ratio CI_Lower CI_Upper      P_Value
## Is_Pioneer   2.784257 2.415321 3.217935 1.692427e-44
cat("\n6. Table 6.4 — Settler OR attenuation (Model A → B when Core_Area added):\n")
## 
## 6. Table 6.4 — Settler OR attenuation (Model A → B when Core_Area added):
cat("   Model A Settler OR:", round(exp(coef(model_mf_a)["Is_Settler"]), 3), "\n")
##    Model A Settler OR: 1.369
cat("   Model B Settler OR:", round(exp(coef(model_mf_b)["Is_Settler"]), 3), "\n")
##    Model B Settler OR: 1.03
cat("   Core Zone OR (Model B):", round(exp(coef(model_mf_b)["Is_Core"]), 3), "\n")
##    Core Zone OR (Model B): 2.344
cat("   Core Zone OR (Model C):", round(exp(coef(model_mf_c)["Is_Core"]), 3), "\n")
##    Core Zone OR (Model C): 2.644
cat("\n7. Core zone weighted N (expected Core ~3,178, Peripheral ~3,670):\n")
## 
## 7. Core zone weighted N (expected Core ~3,178, Peripheral ~3,670):
indo_queens %>% ungroup() %>% select(-any_of("by")) %>%
  filter(YEAR == 1990) %>%
  group_by(Core_Area) %>%
  summarise(weighted_n = sum(PERWT), .groups = "drop") %>% print()
## # A tibble: 2 × 2
##   Core_Area  weighted_n
##   <chr>           <dbl>
## 1 Core             3178
## 2 Peripheral       3670
cat("\n8. OCC table file check:\n")
## 
## 8. OCC table file check:
cat("  tables/table_7_1_occ_cohort.csv exists (should be TRUE):",
    file.exists("tables/table_7_1_occ_cohort.csv"), "\n")
##   tables/table_7_1_occ_cohort.csv exists (should be TRUE): TRUE
cat("  tables/table_7_2_occ_comparison.csv exists (should be TRUE):",
    file.exists("tables/table_7_2_occ_comparison.csv"), "\n")
##   tables/table_7_2_occ_comparison.csv exists (should be TRUE): TRUE
cat("  tables/table_6_4_mf_logistic_nested.csv exists (should be TRUE):",
    file.exists("tables/table_6_4_mf_logistic_nested.csv"), "\n")
##   tables/table_6_4_mf_logistic_nested.csv exists (should be TRUE): TRUE
cat("  tables/table_5_1_lq_table.csv exists (should be TRUE):",
    file.exists("tables/table_5_1_lq_table.csv"), "\n")
##   tables/table_5_1_lq_table.csv exists (should be TRUE): TRUE
for (f in c("tables/appendix_d_occ_cohort.csv",
            "tables/appendix_d_occ_comparison.csv",
            "tables/appendix_d_occ_final.csv",
            "tables/appendix_d_occ_comparison_final.csv")) {
  cat(" ", basename(f), "exists (should be FALSE):", file.exists(f), "\n")
}
##   appendix_d_occ_cohort.csv exists (should be FALSE): FALSE 
##   appendix_d_occ_comparison.csv exists (should be FALSE): FALSE 
##   appendix_d_occ_final.csv exists (should be FALSE): FALSE 
##   appendix_d_occ_comparison_final.csv exists (should be FALSE): FALSE
cat("\n9. Figure file check — definitive thesis numbering:\n")
## 
## 9. Figure file check — definitive thesis numbering:
thesis_figures <- c(
  "figures/figure_4_1_arrival_pulse.png",
  "figures/figure_5_1_lq_bar.png",
  "figures/figure_5_2_borough_distribution.png",
  "figures/figure_5_3_queens_share_trend.png",
  "figures/figure_5_4_homeownership_trend.png",
  "figures/figure_5_5_cohort_zone.png",
  "figures/figure_5_6_core_zone_cohort_comparison.png",
  "figures/figure_5_7_logistic_forest.png",
  "figures/figure_6_1_mf_rate_cohort_zone_group.png",
  "figures/figure_6_2_owncost_quintile.png",
  "figures/figure_6_3_rentgrs_linkage.png",
  "figures/figure_6_4_owncost_differential_by_group.png",
  "figures/figure_7_1_occ_cohort.png",
  "figures/figure_7_2_occ_diverging.png",
  "figures/figure_7_3_tranwork_cohort.png",
  "figures/figure_7_4_tranwork_group_comparison.png",
  "figures/figure_7_5_citizenship_cohort.png"
)
for (f in thesis_figures) {
  cat(" ", basename(f), "—", ifelse(file.exists(f), "OK", "MISSING"), "\n")
}
##   figure_4_1_arrival_pulse.png — OK 
##   figure_5_1_lq_bar.png — OK 
##   figure_5_2_borough_distribution.png — OK 
##   figure_5_3_queens_share_trend.png — OK 
##   figure_5_4_homeownership_trend.png — OK 
##   figure_5_5_cohort_zone.png — OK 
##   figure_5_6_core_zone_cohort_comparison.png — OK 
##   figure_5_7_logistic_forest.png — OK 
##   figure_6_1_mf_rate_cohort_zone_group.png — OK 
##   figure_6_2_owncost_quintile.png — OK 
##   figure_6_3_rentgrs_linkage.png — OK 
##   figure_6_4_owncost_differential_by_group.png — OK 
##   figure_7_1_occ_cohort.png — OK 
##   figure_7_2_occ_diverging.png — OK 
##   figure_7_3_tranwork_cohort.png — OK 
##   figure_7_4_tranwork_group_comparison.png — OK 
##   figure_7_5_citizenship_cohort.png — OK

12 Session Information

R version 4.5.2 (2025-10-31) Platform: aarch64-apple-darwin20 Running under: macOS Tahoe 26.3

Matrix products: default BLAS: /System/Library/Frameworks/Accelerate.framework/Versions/A/Frameworks/vecLib.framework/Versions/A/libBLAS.dylib LAPACK: /Library/Frameworks/R.framework/Versions/4.5-arm64/Resources/lib/libRlapack.dylib; LAPACK version 3.12.1

locale: [1] en_US.UTF-8/en_US.UTF-8/en_US.UTF-8/C/en_US.UTF-8/en_US.UTF-8

time zone: America/New_York tzcode source: internal

attached base packages: [1] stats graphics grDevices utils datasets methods base

other attached packages: [1] Hmisc_5.2-5 tigris_2.2.1 sf_1.0-24 ipumsr_0.9.0 lubridate_1.9.4 forcats_1.0.1 stringr_1.5.2 dplyr_1.1.4
[9] purrr_1.2.0 readr_2.1.5 tidyr_1.3.1 tibble_3.3.0 ggplot2_4.0.0 tidyverse_2.0.0

loaded via a namespace (and not attached): [1] gtable_0.3.6 xfun_0.54 htmlwidgets_1.6.4 tzdb_0.5.0 vctrs_0.6.5 tools_4.5.2
[7] generics_0.1.4 proxy_0.4-27 cluster_2.1.8.1 pkgconfig_2.0.3 KernSmooth_2.23-26 data.table_1.17.8 [13] checkmate_2.3.3 RColorBrewer_1.1-3 S7_0.2.0 uuid_1.2-1 lifecycle_1.0.4 compiler_4.5.2
[19] farver_2.1.2 textshaping_1.0.4 codetools_0.2-20 hipread_0.2.5 htmltools_0.5.8.1 class_7.3-23
[25] yaml_2.3.10 htmlTable_2.4.3 Formula_1.2-5 crayon_1.5.3 pillar_1.11.1 rsconnect_1.7.0
[31] classInt_0.4-11 rpart_4.1.24 tidyselect_1.2.1 digest_0.6.37 stringi_1.8.7 labeling_0.4.3
[37] fastmap_1.2.0 grid_4.5.2 colorspace_2.1-2 cli_3.6.5 magrittr_2.0.4 patchwork_1.3.2
[43] base64enc_0.1-3 utf8_1.2.6 e1071_1.7-16 foreign_0.8-90 withr_3.0.2 backports_1.5.0
[49] scales_1.4.0 rappdirs_0.3.3 timechange_0.3.0 rmarkdown_2.30 httr_1.4.7 otel_0.2.0
[55] nnet_7.3-20 gridExtra_2.3 ragg_1.5.0 hms_1.1.3 evaluate_1.0.5 knitr_1.51
[61] haven_2.5.5 rlang_1.1.6 Rcpp_1.1.0 zeallot_0.2.0 glue_1.8.0 DBI_1.2.3
[67] xml2_1.4.0 rstudioapi_0.17.1 R6_2.6.1 systemfonts_1.3.1 units_0.8-7

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