Forecasting Election Swings in Multiparty Systems Using Underlying Potential for Growth of Parties







Hubert Cadieux
Sarah-Jane Vincent
Camille Pelletier

Catherine Ouellet
Jérémy Gilbert
Yannick Dufresne

Potential for Growth: what is it?

Traditional way of estimating parties’ chances

  • In a riding or at the national level

Why study it?

  • More nuanced interpretation of agregated vote intentions
  • Better allocation of parties’ resources
  • Identifying parties’ room to maneuver
  • Identifying parties’ fragile segments of electorate
  • Improving electoral forecasting
  • Better anticipation of electoral swings

Research Question

Can the forecast ofelectoral swings during a campaign be improved by quantifying a party’s potential for growth?

Article Contributions

  • Empirical results to validate the concept of potential for growth
  • Broadening the recognition of the concept in the field
  • Explore basic and simplified operationalisations
  • Open the door to more complex operationalisations

Theoretical Background

Election Forecasting

  • Small history
  • Uncertainty and error of election forecasts
  • Four classes of forecasting methods
    1. Structural models
    2. Models based on the traditional vote intention question
    3. Vote expectations, wisdom of the crowd
    4. Combination of the three
  • These four models do not capture essential information
    • Potential shifts
    • Fragile segments

Bridging this gap: the Relative Confidence Index (RCI)

An innovative range approach to measure vote intention

How is it Calculated?

What Has Been Done With This Approach?

  • Dufresne et al. (2018): Sur le potentiel de croissance du PQ (On the Potential for Growth of the PQ)
  • Déry et al. (2022):
  • Unpublished Cadieux et al. (2023): On Volatility and Parties’ Potential for Growth

{Montrer des graphs intéressants de ces notes de recherche}

Theoretical Benefits of Such Measure

  • More suitable to multiparty systems
  • Adding layer of choices → reduction of prediction error
  • More nuance to deal with undecided voters
  • Alleviate uncertainty associated with attitude/behaviour discrepancies
  • Makes a difference between unreachable and reachable electors → potential for growth
  • Makes a difference between a solid and a fragile voter → vote solidity

Some individual validity

{What does it mean to be a 3? A -2? A 6? Mettre les probabilités prédites sur l’intention de vote binaire}

Descriptive: RCI distribution by party

{Distribution de l’IRC des partis prov et féd}

Data and Context

Case studies

  • Canada Federal Election, 2021
  • Quebec Provincial Election, 2022

Datasets

Potential for growth

  • Surveys
    • Canada 2021: 2021 Canadian Electoral Study (n = 13,272)
    • Quebec 2022: monthly surveys taken from January 2022 to August 2022 (n = 9,135)
    • (in discussion to obtain Vote Compass’ datasets)
  • 2021 Canadian Census data (by riding)

Electoral swings

  • Electoral results
  • Vote expectations (wisdom of the crowds)
    • Canada 2021: 2021 Canadian Electoral Study (n = 5,084)
    • Quebec 2022: Datagotchi (n = 47,478)

Methodology

Identifying electoral swings

  • Estimate the expectation in a riding using vote expectations (wisdom of the crowds)
  • Compare with actual elections results

Descriptive graphs: electoral swings

Estimating the RCI at the riding-level

  • Why? Only way to compare actual election results to survey data
  • Step 1: compute regression models to predict the RCI using survey data
  • Step 2: predict those models on riding-level census data
  • Step 3: aggregate the RCI and its uncertainty using segments’ weights in the riding

Step 1: compute regression models to predict the RCI using survey data

  • Vote solidity: lm(rci ~ age * langue * region * male) but only for a party’s current electoral base
  • Potential for growth: lm(rci ~ age * langue * region * male) but only for respondents who do not currently vote for the party
  • Vote intention: multinom(party ~ age * langue * granular + male)

Step 2: predict those models on riding-level census data

Step 3: aggregate the RCI and its uncertainty using segments’ weights in the riding

Output

{Faire un graphique où on ordonne les ridings pour la CAQ avec les 3 modèles (potgrowth vote solidity et vote intent) sur le graph}

{Faire un graphique qui résume pour une circonscription avec les 5 partis ou pour 2-3 segments dans une circonscription}

Results: Can it Improve the Forecasting of Electoral Swings?

Discussion & Next Steps

The End of the Line?

Weak Signal, Yet Still Worth Exploring

  • Preliminary weak findings: caution against premature dismissal of the concept
  • Solid theoretical foundation, derived from logical intuitions
  • Only a handful of operationalisations have been explored as of yet
    • Broad range of research possibilities

Improving its Conceptualization

  • Catalysts
    • Electoral campaign
    • Salient events
    • Parties’ efforts to reach segments
  • Position of parties and respondents on salient issues
    • Parties’ room to maneuver
  • Political sophistication

Operationalisation of the Concepts

  • Challenge: need to start with simplistic measures before going into more complicated operationalisations
  • Catalysts

Improving the Models

  • Adding independent variables (income, education, etc.)
    • Need more data points to add independent variables → VPL (Vote Compass)
    • (For the synthetic post-stratification table)
  • Testing other types of models
    • Random forest
    • Gradient boosting

Survey Experiments: Validate at the Individual Level

  • Panel before and after election to follow the variation across the same individuals

The Real End of the Line

Theoretically valid quantitative indicators of:

  • The propensity of an individual or group to support a political party, given targeted efforts towards them.
  • The fragility of segments within a party’s current electoral base
  • The room to maneuver of parties
    • Optimal positions on salient issues
    • Segments to target
  • The estimable number of seats that is possibly reachable by a party if an election campaign would be launched today