Forecasting Election Swings in Multiparty Systems Using Underlying Potential for Growth of Parties
Hubert Cadieux Sarah-Jane Vincent Camille Pelletier
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Catherine Ouellet Jérémy Gilbert Yannick Dufresne
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Potential for Growth: what is it?
Traditional way of estimating parties’ chances
- In a riding or at the national level
Why study it?
- More nuanced interpretation of agregated vote intentions
- Better allocation of parties’ resources
- Identifying parties’ room to maneuver
- Identifying parties’ fragile segments of electorate
- Improving electoral forecasting
- Better anticipation of electoral swings
Research Question
Can the forecast ofelectoral swings during a campaign be improved by quantifying a party’s potential for growth?
Article Contributions
- Empirical results to validate the concept of potential for growth
- Broadening the recognition of the concept in the field
- Explore basic and simplified operationalisations
- Open the door to more complex operationalisations
Election Forecasting
- Small history
- Uncertainty and error of election forecasts
- Four classes of forecasting methods
- Structural models
- Models based on the traditional vote intention question
- Vote expectations, wisdom of the crowd
- Combination of the three
- These four models do not capture essential information
- Potential shifts
- Fragile segments
Bridging this gap: the Relative Confidence Index (RCI)
An innovative range approach to measure vote intention
What Has Been Done With This Approach?
- Dufresne et al. (2018): Sur le potentiel de croissance du PQ (On the Potential for Growth of the PQ)
- Déry et al. (2022):
- Unpublished Cadieux et al. (2023): On Volatility and Parties’ Potential for Growth
{Montrer des graphs intéressants de ces notes de recherche}
Theoretical Benefits of Such Measure
- More suitable to multiparty systems
- Adding layer of choices → reduction of prediction error
- More nuance to deal with undecided voters
- Alleviate uncertainty associated with attitude/behaviour discrepancies
- Makes a difference between unreachable and reachable electors → potential for growth
- Makes a difference between a solid and a fragile voter → vote solidity
Some individual validity
{What does it mean to be a 3? A -2? A 6? Mettre les probabilités prédites sur l’intention de vote binaire}
Descriptive: RCI distribution by party
{Distribution de l’IRC des partis prov et féd}
Case studies
- Canada Federal Election, 2021
- Quebec Provincial Election, 2022
Datasets
Potential for growth
- Surveys
- Canada 2021: 2021 Canadian Electoral Study (n = 13,272)
- Quebec 2022: monthly surveys taken from January 2022 to August 2022 (n = 9,135)
- (in discussion to obtain Vote Compass’ datasets)
- 2021 Canadian Census data (by riding)
Electoral swings
- Electoral results
- Vote expectations (wisdom of the crowds)
- Canada 2021: 2021 Canadian Electoral Study (n = 5,084)
- Quebec 2022: Datagotchi (n = 47,478)
Identifying electoral swings
- Estimate the expectation in a riding using vote expectations (wisdom of the crowds)
- Compare with actual elections results
Descriptive graphs: electoral swings
Estimating the RCI at the riding-level
- Why? Only way to compare actual election results to survey data
- Step 1: compute regression models to predict the RCI using survey data
- Step 2: predict those models on riding-level census data
- Step 3: aggregate the RCI and its uncertainty using segments’ weights in the riding
Step 1: compute regression models to predict the RCI using survey data
- Vote solidity:
lm(rci ~ age * langue * region * male) but only for a party’s current electoral base
- Potential for growth:
lm(rci ~ age * langue * region * male) but only for respondents who do not currently vote for the party
- Vote intention:
multinom(party ~ age * langue * granular + male)
Step 2: predict those models on riding-level census data
Step 3: aggregate the RCI and its uncertainty using segments’ weights in the riding
Output
{Faire un graphique où on ordonne les ridings pour la CAQ avec les 3 modèles (potgrowth vote solidity et vote intent) sur le graph}
{Faire un graphique qui résume pour une circonscription avec les 5 partis ou pour 2-3 segments dans une circonscription}
Results: Can it Improve the Forecasting of Electoral Swings?
The End of the Line?
Weak Signal, Yet Still Worth Exploring
- Preliminary weak findings: caution against premature dismissal of the concept
- Solid theoretical foundation, derived from logical intuitions
- Only a handful of operationalisations have been explored as of yet
- Broad range of research possibilities
Improving its Conceptualization
- Catalysts
- Electoral campaign
- Salient events
- Parties’ efforts to reach segments
- Position of parties and respondents on salient issues
- Parties’ room to maneuver
- Political sophistication
Operationalisation of the Concepts
- Challenge: need to start with simplistic measures before going into more complicated operationalisations
- Catalysts
Improving the Models
- Adding independent variables (income, education, etc.)
- Need more data points to add independent variables → VPL (Vote Compass)
- (For the synthetic post-stratification table)
- Testing other types of models
- Random forest
- Gradient boosting
Survey Experiments: Validate at the Individual Level
- Panel before and after election to follow the variation across the same individuals
The Real End of the Line
Theoretically valid quantitative indicators of:
- The propensity of an individual or group to support a political party, given targeted efforts towards them.
- The fragility of segments within a party’s current electoral base
- The room to maneuver of parties
- Optimal positions on salient issues
- Segments to target
- The estimable number of seats that is possibly reachable by a party if an election campaign would be launched today